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File locking

Computer mechanism

  • 15 min read
  • 8 chapters

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Through User (computing), Process (computing) and Operating system

Systems implement locking to prevent an interceding update scenario, which is an example of a race condition, by enforcing the serialization of update processes to any given file. The following example illustrates the interceding update problem:

  1. Process A reads a customer record from a file containing account information, including the customer's account balance and phone number.
  2. Process B now reads the same record from the same file, so it has its own copy.
  3. Process A changes the account balance in its copy of the customer record and writes the record back to the file.
  4. Process B, which still has the original stale value for the account balance in its copy of the customer record, updates the account balance and writes the customer record back to the file.
  5. Process B has now written its stale account-balance value to the file, causing the changes made by process A to be lost.

Most operating systems support the concept of record locking, which means that individual records within any given file may be locked, thereby increasing the number of concurrent update processes. Database maintenance uses file locking, whereby it can serialize access to the entire physical file underlying a database. Although this does prevent any other process from accessing the file, it can be more efficient than individually locking many regions in the file by removing the overhead of acquiring and releasing each lock.

Poor use of file locks, like any computer lock, can result in poor performance or in deadlocks. File locking may also refer to additional security applied by a computer user either by using Windows security, NTFS permissions or by installing a third party file locking software.

In mainframes

IBM pioneered file locking in 1963 for use in mainframe computers using OS/360, where it was termed "exclusive control".

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