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Data Encryption Standard

Early unclassified symmetric-key block cipher

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Developed in the early 1970s at IBM and based on an earlier design by Horst Feistel, the algorithm was submitted to the National Bureau of Standards (NBS) following the agency's invitation to propose a candidate for the protection of sensitive, unclassified electronic government and commercial data. In 1976, after consultation with the National Security Agency (NSA), the NBS selected a slightly modified version (strengthened against differential cryptanalysis, but weakened against brute-force attacks), which was published as an official Federal Information Processing Standard (FIPS) for the United States in 1977.

The publication of an NSA-approved encryption standard led to its quick international adoption and widespread academic scrutiny. Controversies arose from classified design elements, a relatively short key length of the symmetric-key block cipher design, and the involvement of the NSA, raising suspicions about a backdoor. The S-boxes that had prompted those suspicions were designed by the NSA to address a vulnerability they secretly knew (differential cryptanalysis). However, the NSA also ensured that the key size was drastically reduced. The intense academic scrutiny the algorithm received over time led to the modern understanding of block ciphers and their cryptanalysis.

DES is insecure due to the relatively short 56-bit key size. In January 1999, distributed.net and the Electronic Frontier Foundation collaborated to publicly break a DES key in 22 hours and 15 minutes (see § Chronology). There are also some analytical results which demonstrate theoretical weaknesses in the cipher, although they are infeasible in practice. DES has been withdrawn as a standard by the NIST. Later, the variant Triple DES was developed to increase the security level, but it is considered insecure today as well. DES has been superseded by the Advanced Encryption Standard (AES).

Some documents distinguish between the DES standard and its algorithm, referring to the algorithm as the DEA (Data Encryption Algorithm).

History

The origins of DES date to 1972, when a National Bureau of Standards study of US government computer security identified a need for a government-wide standard for encrypting unclassified, sensitive information.

Around the same time, engineer Mohamed Atalla in 1972 founded Atalla Corporation and developed the first hardware security module (HSM), the so-called "Atalla Box" which was commercialized in 1973. It protected offline devices with a secure PIN generating key, and was a commercial success. Banks and credit card companies were fearful that Atalla would dominate the market, which spurred the development of an international encryption standard. Atalla was an early competitor to IBM in the banking market, and was cited as an influence by IBM employees who worked on the DES standard. The IBM 3624 later adopted a similar PIN verification system to the earlier Atalla system.

On 15 May 1973, after consulting with the NSA, NBS solicited proposals for a cipher that would meet rigorous design criteria. None of the submissions was suitable. A second request was issued on 27 August 1974. This time, IBM submitted a candidate which was deemed acceptable—a cipher developed during the period 1973–1974 based on an earlier algorithm, Horst Feistel's Lucifer cipher. The team at IBM involved in cipher design and analysis included Feistel, Walter Tuchman, Don Coppersmith, Alan Konheim, Carl Meyer, Mike Matyas, Roy Adler, Edna Grossman, Bill Notz, Lynn Smith, and Bryant Tuckerman.

NSA's involvement in the design

On 17 March 1975, the proposed DES was published in the Federal Register. Public comments were requested, and in the following year two open workshops were held to discuss the proposed standard. There was criticism received from public-key cryptography pioneers Martin Hellman and Whitfield Diffie, citing a shortened key length and the mysterious "S-boxes" as evidence of improper interference from the NSA. The suspicion was that the algorithm had been covertly weakened by the intelligence agency so that they—but no one else—could easily read encrypted messages. Alan Konheim (one of the designers of DES) commented, "We sent the S-boxes off to Washington. They came back and were all different." The United States Senate Select Committee on Intelligence reviewed the NSA's actions to determine whether there had been any improper involvement. In the unclassified summary of their findings, published in 1978, the Committee wrote:

In the development of DES, NSA convinced IBM that a reduced key size was sufficient; indirectly assisted in the development of the S-box structures; and certified that the final DES algorithm was, to the best of their knowledge, free from any statistical or mathematical weakness.

However, it also found that

NSA did not tamper with the design of the algorithm in any way. IBM invented and designed the algorithm, made all pertinent decisions regarding it, and concurred that the agreed upon key size was more than adequate for all commercial applications for which the DES was intended.

Another member of the DES team, Walter Tuchman, stated "We developed the DES algorithm entirely within IBM using IBMers. The NSA did not dictate a single wire!" In contrast, a declassified NSA book on cryptologic history states:

In 1973 NBS solicited private industry for a data encryption standard (DES). The first offerings were disappointing, so NSA began working on its own algorithm. Then Howard Rosenblum, deputy director for research and engineering, discovered that Walter Tuchman of IBM was working on a modification to Lucifer for general use. NSA gave Tuchman a clearance and brought him in to work jointly with the Agency on his Lucifer modification."

and

NSA worked closely with IBM to strengthen the algorithm against all except brute-force attacks and to strengthen substitution tables, called S-boxes. Conversely, NSA tried to convince IBM to reduce the length of the key from 64 to 48 bits. Ultimately they compromised on a 56-bit key.

Some of the suspicions about hidden weaknesses in the S-boxes were allayed in 1990, with the independent discovery and open publication by Eli Biham and Adi Shamir of differential cryptanalysis, a general method for breaking block ciphers. The S-boxes of DES were much more resistant to the attack than if they had been chosen at random, strongly suggesting that IBM knew about the technique in the 1970s. This was indeed the case; in 1994, Don Coppersmith published some of the original design criteria for the S-boxes. According to Steven Levy, IBM Watson researchers discovered differential cryptanalytic attacks in 1974 and were asked by the NSA to keep the technique secret. Coppersmith explains IBM's secrecy decision by saying, "that was because [differential cryptanalysis] can be a very powerful tool, used against many schemes, and there was concern that such information in the public domain could adversely affect national security." Levy quotes Walter Tuchman: "[t]hey asked us to stamp all our documents confidential... We actually put a number on each one and locked them up in safes, because they were considered U.S. government classified. They said do it. So I did it". Bruce Schneier observed that "It took the academic community two decades to figure out that the NSA 'tweaks' actually improved the security of DES."

The algorithm as a standard

Despite the criticisms, DES was approved as a federal standard in November 1976, and published on 15 January 1977 as FIPS PUB 46, authorized for use on all unclassified data. It was subsequently reaffirmed as the standard in 1983, 1988 (revised as FIPS-46-1), 1993 (FIPS-46-2), and again in 1999 (FIPS-46-3), the latter prescribing "Triple DES" (see below). On 26 May 2002, DES was finally superseded by the Advanced Encryption Standard (AES), following a public competition. On 19 May 2005, FIPS 46-3 was officially withdrawn, but NIST has approved Triple DES through the year 2030 for sensitive government information.

The algorithm is also specified in ANSI X3.92 (Today X3 is known as INCITS and ANSI X3.92 as ANSI INCITS 92), NIST SP 800-67 and ISO/IEC 18033-3 (as a component of TDEA).

Another theoretical attack, linear cryptanalysis, was published in 1994, but it was the Electronic Frontier Foundation's DES cracker in 1998 that demonstrated that DES could be attacked very practically, and highlighted the need for a replacement algorithm. These and other methods of cryptanalysis are discussed in more detail later in this article.

The introduction of DES is considered to have been a catalyst for the academic study of cryptography, particularly of methods to crack block ciphers. According to a NIST retrospective about DES,

The DES can be said to have "jump-started" the nonmilitary study and development of encryption algorithms. In the 1970s there were very few cryptographers, except for those in military or intelligence organizations, and little academic study of cryptography. There are now many active academic cryptologists, mathematics departments with strong programs in cryptography, and commercial information security companies and consultants. A generation of cryptanalysts has cut its teeth analyzing (that is, trying to "crack") the DES algorithm. In the words of cryptographer Bruce Schneier, "DES did more to galvanize the field of cryptanalysis than anything else. Now there was an algorithm to study." An astonishing share of the open literature in cryptography in the 1970s and 1980s dealt with the DES, and the DES is the standard against which every symmetric key algorithm since has been compared.

Chronology

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