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Emancipation Proclamation

Executive order by U.S. president Abraham Lincoln freeing slaves in the South

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Through Abraham Lincoln, American Civil War and Ethnic conflict

On September 22, 1862, Lincoln issued the Preliminary Emancipation Proclamation (Proclamation 93). Its third paragraph begins:

That on the first day of January in the year of our Lord, one thousand eight hundred and sixty-three, all persons held as slaves within any State, or designated part of a State, the people whereof shall then be in rebellion against the United States shall be then, thenceforward, and forever free;...

On January 1, 1863, Lincoln issued the Final Emancipation Proclamation. It stated:

Now, therefore I, Abraham Lincoln, President of the United States, by virtue of the power in me vested as Commander-in-Chief, of the Army and Navy of the United States in time of actual armed rebellion against the authority and government of the United States, and as a fit and necessary war measure for suppressing said rebellion, do ... order and designate as the States and parts of States wherein the people thereof respectively, are this day in rebellion against the United States, the following, to wit:

Lincoln then listed the ten states — of the eleven that had seceded — still in rebellion, Tennessee then being under Union control, and continued:

And by virtue of the power, and for the purpose aforesaid, I do order and declare that all persons held as slaves within said designated States, and parts of States, are, and henceforward shall be free.... And I further declare and make known, that such persons of suitable condition, will be received into the armed service of the United States.... And upon this act, sincerely believed to be an act of justice, warranted by the Constitution, upon military necessity, I invoke the considerate judgment of mankind, and the gracious favor of Almighty God.

The Proclamation applied to more than 3.5 million of the 4 million enslaved people in the country, though it excluded states not in rebellion, as well as parts of Virginia under Union control and Louisiana parishes thought to be pro-Union. Around 25,000 to 75,000 were immediately emancipated in those regions of the Confederacy where the US Army was already in place. It could not be enforced in the areas still in rebellion, but, as the Union army took control of Confederate regions, the Proclamation provided the legal framework for the liberation of more than three and a half million enslaved people in those regions by the end of the war. The Emancipation Proclamation outraged white Southerners and their sympathizers, who saw it as the beginning of a race war. It energized abolitionists, and undermined those Europeans who wanted to intervene to help the Confederacy. The Proclamation lifted the spirits of African Americans, both free and enslaved. It encouraged many to escape from slavery and flee toward Union lines, where many joined the Union Army. The Emancipation Proclamation became a historic document because it "would redefine the Civil War, turning it from a struggle to preserve the Union to one focused on ending slavery, and set a decisive course for how the nation would be reshaped after that historic conflict."

The Emancipation Proclamation was never challenged in court. To ensure the abolition of slavery in all of the U.S., Lincoln also mandated that Reconstruction plans for Southern states require them to enact laws abolishing slavery (which occurred during the war in Tennessee, Arkansas, and Louisiana); Lincoln encouraged border states to adopt abolition (which occurred during the war in Maryland, Missouri, and West Virginia) and pushed for passage of the 13th Amendment. The Senate passed the 13th Amendment by the necessary two-thirds vote on April 8, 1864; the House of Representatives did the same on January 31, 1865; and the required ratification by three-fourths of the states was completed on December 6, 1865. The amendment made slavery and involuntary servitude unconstitutional, "except as a punishment for crime...".

Authority

The United States Constitution of 1787 did not use the word "slavery" but included several provisions about unfree persons. The Three-Fifths Compromise (in Article I, Section 2) allocated congressional representation, and therefore the number of each states' votes in the Electoral College, based "on the whole Number of free Persons" and "three-fifths of all other Persons". Under the Fugitive Slave Clause (Article IV, Section 2), "No person held to Service or Labour in one State" would become legally free by escaping to another. Article I, Section 9 allowed Congress to pass legislation to outlaw the "Importation of Persons", but not until 1808. In addition, for purposes of the Fifth Amendment—which states, "No person shall ... be deprived of life, liberty, or property, without due process of law"—slaves were understood to be property. Although abolitionists used the Fifth Amendment to argue against slavery, it was made part of the legal basis for treating slaves as property by Dred Scott v. Sandford (1857). Slavery was also supported in law and in practice by a pervasive culture of white supremacy. Nonetheless, between 1777 and 1804, every Northern state provided for the immediate or gradual abolition of slavery. No Southern state did so, and the slave population of the South continued to grow, peaking at almost four million people at the beginning of the Civil War, when most slave states sought to break away from the United States.

Lincoln accepted the conventional interpretation of the Constitution before 1865 as not allowing the federal government in peacetime to end slavery in the states where it existed, as opposed to in U.S. territories and the District of Columbia. During the Civil War, however, Lincoln issued the Emancipation Proclamation under his authority as "Commander in Chief of the Army and Navy" under Article II, section 2 of the United States Constitution. As such, in the Emancipation Proclamation he claimed to have the authority to free persons held as slaves in those states that were in rebellion "as a fit and necessary war measure for suppressing said rebellion". In the Preliminary Emancipation Proclamation, Lincoln said "attention is hereby called" to two 1862 statutes, namely "An Act to Make an Additional Article of War" and the Confiscation Act of 1862, but he didn't mention any statute in the Final Emancipation Proclamation and, in any event, the source of his authority to issue the Preliminary Emancipation Proclamation and the Final Emancipation Proclamation was his "joint capacity as President and Commander-in-Chief". Lincoln therefore did not have such authority over the four border slave-holding states that were not in rebellion—Missouri, Kentucky, Maryland and Delaware—so those states were not named in the Proclamation. The fifth border jurisdiction, West Virginia, where slavery remained legal but was being abolished, was, in January 1863, still part of the legally recognized "reorganized" state of Virginia, based in Alexandria, which was in the Union (as opposed to the Confederate state of Virginia, based in Richmond).

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