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Facial coding

Process for analyzing facial expressions

  • 3 min read
  • 4 chapters

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History

In 1872, Charles Darwin published The Expression of the Emotions in Man and Animals. In this book, he compared numerous images of humans and animals in different emotional states and suggested that some basic emotions, like anger, fear and sadness, are universal and present across ethnicities, cultures and even species. According to Darwin, facial expressions were inborn (not learned) and common to humans and animals (some human characteristics like clenching teeth in anger or tears in eyes when sad have animal origin).

Despite Darwin's theory, in 1950 the prevailing belief was that facial expressions were determined by cultural background and learning process. In 1960s, Paul Ekman an American psychologist, set out to visit people from different nations (including an isolated indigenous tribe in Papua New Guinea) to study non-verbal behavior across cultures. His research supported Darwin's findings–that facial expressions and emotions are universal–as people from diverse cultural backgrounds had similar interpretations of expressions in photos. Ekman's work indicated the existence of 7 basic emotions: happiness, surprise, fear, anger, disgust, sadness, and neutral.

In 1978 Ekman and Friesen updated Facial Action Coding System (FACS), originally developed by a Swedish anatomist Carl-Herman Hjortsjö. FACS is a tool for classification of all facial expressions that humans can make. Each component of facial movement is called an action unit (AU) and all facial expressions can be broken down to action units. Ekman and Friesen identified 46 different units to describe each facial movement.

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