Lably
Skip to content

Second Mexican Empire

1863–1867 French-backed Mexican conservative monarchy in Mexico

  • 44 min read
  • 6 chapters

Related on Lably

Through American Civil War

The throne of Mexico was offered by Mexican monarchists, who had lost a civil war against Mexican liberals, to Austrian Archduke Maximilian of the House of Habsburg-Lorraine, who had ancestral ties to the rulers of colonial Mexico. Maximilian's ascension was ratified through a controversial referendum. His wife, Belgian princess Charlotte of the House of Saxe-Coburg and Gotha, became the empress consort of Mexico, known locally as "Carlota".

While the French army secured control over central Mexico, supporters of the Mexican Republic continued to resist the Empire through conventional military means and guerrilla warfare. Despite being forced to abandon Mexico City, President Benito Juárez never left Mexican territory, even as he relocated his government multiple times to evade Imperial forces.

Maximilian's regime received recognition from European powers such as the United Kingdom and Austria, as well as from Brazil and China, but it was not recognized by the United States. At the time, the U.S. was engaged in its Civil War (1861–65) and did not formally oppose the Empire during the conflict. However, following the Union's victory over the Confederacy, the U.S. recognized the Republican government and exerted diplomatic pressure on France to withdraw its support. The U.S. did not provide material aid to the Republicans.

With the conclusion of the American Civil War in 1865, the geopolitical situation shifted. Napoleon III began withdrawing French troops from Mexico in 1866, which had been essential to sustaining Maximilian's regime, and ceased further financial support. Maximilian, whose liberal policies alienated many of his conservative backers, attracted some moderate liberal support by endorsing much of the Liberal Reform legislation, though his efforts at further reform were largely unsuccessful.

Despite the increasingly dire military situation, Maximilian refused to abdicate and remained in Mexico after the French troops departed. He was eventually captured by Republican forces in Querétaro, along with his generals Tomás Mejía and Miguel Miramón. The Second Mexican Empire formally ended on 19 June 1867, when Maximilian and his generals were executed by firing squad. The Mexican Republic was restored, having maintained its existence throughout the French intervention and the monarchist regime.

History

Post-independence Mexico was briefly a monarchy, lasting just over a year, when the emperor abdicated and went into exile, and a federated republic was established in 1824. The idea of monarchy persisted and in 1861, Mexican conservatives and emperor Napoleon III of France brokered a deal to create a new monarchy in Mexico, with Archduke Maximilian agreeing to become emperor, with the military and financial backing of France. The French army ousted Mexican President Benito Juárez from the capital and Maximilian and his wife Carlota arrived in Mexico in 1864. The regime lasted so long as French troops and money supported it but rapidly fell once Napoleon III withdrew that aid.

Mexican monarchism

After a decade of warfare (1810–21), New Spain gained its independence as Mexico under the leadership of the royalist military commander turned insurgent Agustín de Iturbide, who united insurgents and Spaniards under the Plan of Iguala. The Plan promised independence for Mexico as a monarchy (First Mexican Empire), and also invited a member of Spanish royalty to assume the newly established Mexican throne. After the offer was refused by the Spanish royals, Congress searched for an emperor within the newly independent country. After an armed demonstration by Iturbide's regiment of the Army of the Three Guarantees, the Mexican Congress elected the Mexican-born military officer and leader of independence as the first Mexican emperor. Although during the independence struggle, Mexicans considered the idea of republicanism, "monarchy was the default position." Iturbide's rule as emperor lasted less than two years, but the height of his power lasted only six months. in his attempts to govern, Iturbide struggled to find funds to pay the army and the rest of the government, and closed congress, accusing representatives of obstructionism and idleness, eventually leading to a military uprising against Iturbide and his subsequent abdication. The idea of a monarchy had been discredited for a time, but the idea did not disappear, as many of the disorders associated with the First Empire continued well into the Republican era.

French observers began expressing interest in the idea of a Mexican monarchy as early as 1830. Lorenzo de Zavala claimed that in that year, he was approached by a foreign agent hoping to recruit him in a plan to place an Orléans monarch upon a Mexican throne. In 1840 José María Gutiérrez Estrada wrote a monarchist essay endorsing the idea of a legitimate European monarch being invited to govern Mexico. The pamphlet was addressed to the conservative president Bustamante, who rejected the idea. French diplomats tended to sympathize with the Conservatives in Mexico, Victor de Broglie opining that monarchy was a form of government more suited to Mexico at the time and François Guizot giving a positive review of Estrada's pamphlet.

A monarchist faction in 1846 promoted the idea of establishing a foreign prince at the head of the Mexican government, and president Paredes was viewed as being sympathetic to monarchism, but the project was not pursued due to the more pressing matter of the American invasion of Mexico. The candidate being proposed at the time was the Spanish prince, Don Enrique.

The last official Mexican effort to explore the possibility of establishing a monarchy occurred under the presidency of Santa Anna in the early 1850s, when conservative minister Lucas Alamán directed monarchist diplomats José María Gutiérrez de Estrada and Jose Manuel Hidalgo to seek a European candidate for the Mexican throne. With the overthrow of Santa Anna's government in 1855, these efforts lost their official support and yet Estrada and Hidalgo continued their efforts independently.

French invasion and establishment of monarchy

The international situation shifted making a French invasion and establishment of a monarchy in Mexico a real possibility. Conservative Mexican politicians Estrada and Hidalgo managed to get the attention of Emperor Napoleon III of the French, who came to support the idea of reviving the Mexican monarchy and re-establishing a French imperial presence in the Americas. During this time the Second French Empire was establishing a going through a period of colonial expansion. Napoleon III's conquest of Algeria was unpopular and tied with the establishment of an Empire in Mexico. Prior to 1861 any interference in the affairs of Mexico by European powers would have been viewed in the U.S. as a challenge to the Monroe Doctrine. In 1861 however, the U.S. was embroiled in its own conflict, the American Civil War, which made the U.S. government powerless to intervene directly, but it never condoned the French invasion or the regime it established. In July, Mexican President Benito Juárez declared a two-year moratorium on repayment of Mexican debt to France and other nations, much of it loans contracted by the defeated rival conservative government. Napoleon finally had a pretext for armed intervention. Encouraged by his Spanish-born wife, Empress Eugenie, who saw herself as the champion of the Catholic Church in Mexico, Napoleon III took advantage of the situation. Napoleon III saw the opportunity to make France the great modernizing influence in the Western Hemisphere, as well as enabling the country to capture the South American markets. To give him further encouragement, his half-brother, the duc de Morny, was the largest holder of Mexican bonds on which President Juárez had suspended payment.

French troops landed in December 1861 and began military operations in April 1862. They were eventually joined by conservative Mexican generals who had never been entirely defeated in the War of Reform. Charles de Lorencez's small expeditionary force was repulsed at the Battle of Puebla on 5 May 1862, delaying the French push to capture the capital. Reinforcements were sent and placed under the command of Élie Forey. The capital was not taken until a year later in June 1863 and the French now sought to establish a Mexican regime under its influence. Forey appointed a committee of thirty-five Mexicans, the Junta Superior, who then elected three Mexican citizens to serve as the government's executive: Juan Nepomuceno Almonte (the natural son of independence leader José María Morelos), José Mariano Salas, and Pelagio Antonio de Labastida. In turn this triumvirate then selected 215 Mexican citizens to form together with the Junta Superior, an Assembly of Notables.

The Assembly met in July 1863 and resolved to invite Archduke Maximilian to be Emperor of Mexico. The title of the executive triumvirate was formally changed to the Regency of the Mexican Empire. An official delegation left Mexico and arrived in Europe in October. In Europe, Maximilian was continuing negotiations with Napoleon III. He requested a plebiscite to ratify the establishment of the Empire by the Assembly of Notables. The referendum was granted, and the result was affirmative; critics viewed it as illegitimate and suspect due to being conducted by the occupying French authorities. Maximilian also rebuffed French efforts to outright annex the state of Sonora, an act which would later be used in his trial to defend against the Republican government's accusation that Maximilian had been a French puppet. Maximilian formally accepted the crown on 10 April 1864 and set sail for Mexico. He arrived in Veracruz on 28 May and reached the capital on 12 June.

Although French troops controlled the center of the country, the port of Veracruz, the capital Mexico City, and other major cities as north as Monterrey and as south as Oaxaca, President Juárez remained in the national territory, moving north toward the border. In the countryside, republican guerrillas waged warfare against the French troops and their Mexican army allies.

Maximilian's reign

According to Edward Shawcross, The Mexican Expedition faced backlash from the French government due to its costs, so they decided to lower expenses by installing a man named Archduke Maximilian, the brother of the Austrian Emperor Franz Josef, as Emperor of Mexico. When he took the throne, he agreed to a treaty known as the Miramar Convention with France, which stated that Mexico's government would pay for the costs of the expedition and support the presence of French troops.

Maximilian and Carlota were crowned at the Cathedral of Mexico City. On his arrival in the summer of 1864 Maximilian declared a political amnesty for all liberals who wished to join the Empire, and his conciliation efforts eventually won over some moderate liberals such as José Fernando Ramírez, José María Lacunza, Manuel Orozco y Berra, and Santiago Vidaurri. His first priorities included reforming his ministries and reforming the Imperial Mexican Army, the latter of which was impeded upon by Bazaine in an effort to consolidate French control of the nation.

Maximilian alienated conservative supporters who had brought him to the throne. In December the pope's representative, Papal Nuncio Francesco Meglia, arrived in order to arrange a concordat with the Empire to revise the Reform laws previously passed by the liberal Mexican government. Liberal laws and the Constitution of 1857 nationalized Catholic Church property. Although a Catholic, politically Maximilian was a liberal. The Papal Nuncio's demands that the emperor restore the power and privileges of the Catholic Church resulted in Maximilian confirming the liberal reform laws regarding freedom of religion and the nationalization of Church property. In taking this action, the emperor alienated the Catholic hierarchy and many Mexican conservatives, who had backed Maximilian becoming emperor. The confrontation over the role of the Church produced an atmosphere of crisis. In Mexico City, the disorder was considerable, and Maximilian feared a revolt by Mexican army generals on whom he had relied. He sent Generals Miguel Miramón and Leonardo Márquez out of the country and disbanded the small Mexican army that had supported the empire. That was because those disagreements with the Catholic Church caused conservatives like Remigio Tovar to conspire against the empire, or that Archbishop Pelagio Antonio de Labastida y Dávalos said these judges on Maximilian's supporters:

...the French treasury could have saved the millions invested in the war... and the pastors the pain and vilification of returning from their exile, under the safeguard of this new order of things, to witness the legitimization of the dispossession of their churches and the sanction of the revolutionary principles…I protest of nullity against the attempted deposition, leaving safe the other resources that correspond to my right as Regent and as a Mexican."

— Labastida's speech before the Regency. 20 October 1863.

Maximilian took a number of solo state trips through the nation while Empress Carlota reigned as regent. He went to Querétaro, Guanajuato, and Michoacán, giving public audiences and visiting officials, even celebrating Mexican independence by commemorating the Cry of Dolores in the actual town where it took place.

Deteriorating imperial military situation

French troops had been able to take considerable Mexican territory from republican forces while the U.S. was embroiled in its civil war, but in April 1865, Union forces defeated the secessionist Confederate States of America after four years of bloody combat. The U.S. government was reluctant to enter a direct conflict with France to enforce the Monroe Doctrine prohibiting European powers in the Americas, but official U.S. government sympathy remained with Mexican president Benito Juárez. The U.S. government had refused to recognize the Empire and also ignored Maximilian's correspondence. In December 1865, a $30 million private American loan was approved for Juárez, indicating a confidence that he would return to power, and American volunteers joined the Mexican republican troops. An unofficial American raid occurred near Brownsville, and Juárez's minister to the United States, Matías Romero, proposed that General Grant or General Sherman intervene in Mexico to help the republican cause. The United States refrained from direct military intervention, but it put diplomatic pressure on France to leave Mexico.

A concentration of French troops in the northern republican strongholds of Mexico led to a surge of republican guerrilla activity in the south. While French troops controlled major cities, guerrillas continued to be a major military threat in the countryside, which affected Imperial military planning. Troops had to be concentrated and operate in areas where guerrillas could not easily cut them off and eliminate them. In an effort to combat the increasing violence and in a belief that Juárez was outside of the national territory, Maximilian in October signed an order at the urging of the French military commander Bazaine, the so-called "Black Decree". It mandated the court martial and execution of anyone found either aiding or participating with the guerrillas against the Imperial government. Although the harsh measure was not unprecedented in Mexican history, resembling an 1862 measure by Juárez, it proved to be widely reviled, and contributed to the growing unpopularity of the Empire.

In January 1866, seeing the war as unwinnable, Napoleon III declared to the French Chambers that he intended to withdraw the French military from Mexico. At this point, the U.S. government was no longer preoccupied militarily with winning the Civil War and could enforce the Monroe Doctrine against foreign intervention in the hemisphere. Maximilian's request to France for more aid or at least a delay in troop withdrawals was defused nominally because a possible war against Prussia was coming, so despite the sunk costs of the French occupation, abandoning the enterprise was France's strategic decision. Empress Carlota arrived in Europe in an attempt to plead for the Empire's cause, but she was unable to gain France's support.

Conservative and traditionalist turn in the government

However, by July 1866, there was an increasingly conservative and reactionary turn in the government to avoid the military crisis, influenced by Archbishop Labastida y Dávalos and Clemente de Jesús Munguía letters to Maximilian with harsh criticism to his policy influenced by Bonapartism, declaring that the establishment of the empire had been due more to the desire of the population to see the liberal laws repealed than to the existence of a true monarchical tradition in the country.

This was due to the measures suggested and taken by the political advisors that Emperor Maximilian had, while they noted that the indigenous, and in general the common Mexican, clung to traditionalist New Spanish ways of life, being stubborn in their customs as a traditional society and communitarians form of life that were alien to the Modernization project of the liberal and Individualist-egalitarian model, coming mostly from the Europeanizing Criollo elites, which the indigenous people did not seem willing to follow and showing indifferent or even opposed attitudes to the notions of Equality before the law, while they wanted their inherited differences restored, that was, to have again the legal recognition of their distinction as "Indian" in the fueros of the Indian political society during the Spanish imperial era (in fact, quite a few appeals were made in the government according to the Siete Partidas of Alfonso X of Castile until the Novísima Recopilación), especially in terms of communal property and its legal existence as an indigenous community, to subsist and exist as such in contrast to the criollo or the mestizos, and not just a generic recognition as a Mexican/citizen-owner (so in the complaints from several indigenous peoples were referred to Reales Cedulas).

This caused the government to become increasingly "counterrevolutionary", distancing itself more and more from the original ideas of only moderating the consequences of the liberal revolution of the reform war. There was also a constant concern against Criollo landowners who wanted to appropriate the communal lands from the Indians, who wanted the return of institutions from the Ancient Regime such as the Protector of the Indians, rather than being unprotected in equality with the whites.

Making the empire distance itself from Mexican Republican Liberalism to the extent that it approached the Protectionist measures demanded by social conservatives, inspired by Derecho Indiano and the Laws of the Indies (and even some positions of the utopian Socialism of the rural proletariat, since Maximilian was influenced by Victor Considerant), instead of longing for the assimilation of the Indian through the political destruction of the indigenous community (as would end up happening in future Mexican governments promoting Peonage) as a means to obtain the desired social transformation by the bourgeois-liberal revolutionaries, who considered that a differentiated category such as "Indian", understood as a subject of law without the same duties as "whites", implied a delay in the transition from subjects to citizens in national development.

For this reason, laws would be decreed in a nature that were increasingly distant from the liberal ideology, such as the laws of July and September 1865 that reestablished the legal personality of the indigenous communities (abolishing Equality before the law), the agrarian law of 16 September 1866 (the most radical) that granted lands to indigenous communities that lacked legal property and ejido, continuing the law of 26 June on repartimientos (citing the New Spain period) and restoration of community lands (annulling the transition to a regime liberal of Private Property) which said the following:

"They will be divided into fractions and awarded as property to the residents of the towns to which they belong and have the right to them, the poor being preferred to the rich, the married the single and those who have families to those who do not have one.. .", however, "the lands destined exclusively for the public service of the towns, the waters and the mountains, whose uses are made directly by the residents of the towns to which they belong will not be distributed or awarded..." and "Those who acquire land under this law may only sell or lease it to individuals who do not have other territorial property."

Finally, after what were considered serious political errors by his supporters, Maximilian would again propose a new concordat in 1866, this time under the direct influence of Archbishop Pelagio and a council of Mexican bishops, who predicted greater Orthodoxy with Catholic doctrine, repealing rights and reforms influenced by liberalism (condemned by the church), renouncing their Regalist claims of the patronage (after failing a draft agreement from the previous year), and in turn finally returning the church properties. However, it was very late to regain the support from the conservative and traditionalist Mexicans.

Thus, according to Jean Meyer, Maximilian acted, more than as a liberal, as an enlightened Despot (closer to Bourbon Reformism), who would try to take advantage of the elements of Tradition and Modernity, taking extreme measures that contradicted classical and economic Liberalism, drawing on the "old" Indian legislation, or the "modern" proposal of socialism, in addition to the ideas of Cameralism (very popular in the Germanic states) that gave importance to small peasant property compared to the lordly latifundia, expressed in the Urbarium Code of 1767 (which established the plots of the Hungarian peasants and prohibited their lord from seizing them).

But this did not imply the end of the confiscations, not giving up the liberal and enlightened desire to overcome feudal communal property by modern private property as a natural and absolute right (in contrast to the traditional conception of it as a secondary natural right), together with the idealized conception of the indigenous in Mexican liberalism as that of a potential owner who would have to be transformed into a citizen and owner of his property, so that would be capable of legally defending its property by itself, like any other criollo or mestizo in the Social Contract. Then, avoiding what happened in modern Mexico that liberals leaves the indigenous outside the law, being a vulnerable subject and without defense mechanisms against the landowners and speculators, seeking to favor the Indian over the landowner through protection mechanisms for the "clases menesterosas" or needy classes (which granted them a protective board on 10 April 1865, to favor the dispossessed classes of the empire) in said social transition.

Fall of the empire

As France withdrew its military, Maximilian's empire was headed toward collapse. In October 1866 Maximilian moved his cabinet from the capital to Orizaba, near the Gulf Coast port of Veracruz. He was widely rumored to be leaving Mexico. He contemplated abdication, and on 25 November held a council of his ministers to address the crisis faced by the Empire. They narrowly voted against abdication and Maximilian headed back towards the capital. He intended to appeal to the nation in order to hold a national assembly which would then decide what form of government the Mexican nation was to take. Such a measure however would require a ceasefire from Juárez. The president of the republic would never consider an offer from the foreigner placed on the throne by Juárez's Mexican political enemies with the aid of a foreign power. Republican army troops on the ground were fighting to defeat those supporting the emperor.

After the hopeless national assembly project fell through, Maximilian focused on military operations. In February 1867, the last of the occupying French troops departed for France. Maximilian headed for the city of Querétaro, north of the capital, to join the bulk of his Mexican troops, numbering about 10,000 men. Republican generals Escobedo and Corona converged on Querétaro with 40,000 men. The city held out until being betrayed by an imperial officer who opened the gates to the liberals on 15 May 1867.

Maximilian was captured and placed on trial with his leading generals Mejía and Miramón. All three were tried, sentenced to death and executed on 19 June 1867 by the republican army.

Sign in to keep reading

5 more chapters are free with a Lably account.

More in Modern