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Vertex operator algebra

Algebra used in 2D conformal field theories and string theory

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Through Complex number, Integer and Equivalence relation

The related notion of vertex algebra was introduced by Richard Borcherds in 1986, motivated by a construction of an infinite-dimensional Lie algebra due to Igor Frenkel. In the course of this construction, one employs a Fock space that admits an action of vertex operators attached to elements of a lattice. Borcherds formulated the notion of vertex algebra by axiomatizing the relations between the lattice vertex operators, producing an algebraic structure that allows one to construct new Lie algebras by following Frenkel's method.

The notion of vertex operator algebra was introduced as a modification of the notion of vertex algebra, by Frenkel, James Lepowsky, and Arne Meurman in 1988, as part of their project to construct the moonshine module. They observed that many vertex algebras that appear 'in nature' carry an action of the Virasoro algebra, and satisfy a bounded-below property with respect to an energy operator. Motivated by this observation, they added the Virasoro action and bounded-below property as axioms.

We now have post-hoc motivation for these notions from physics, together with several interpretations of the axioms that were not initially known. Physically, the vertex operators arising from holomorphic field insertions at points in two-dimensional conformal field theory admit operator product expansions when insertions collide, and these satisfy precisely the relations specified in the definition of vertex operator algebra. Indeed, the axioms of a vertex operator algebra are a formal algebraic interpretation of what physicists call chiral algebras (not to be confused with the more precise notion with the same name in mathematics) or "algebras of chiral symmetries", where these symmetries describe the Ward identities satisfied by a given conformal field theory, including conformal invariance. Other formulations of the vertex algebra axioms include Borcherds's later work on singular commutative rings, algebras over certain operads on curves introduced by Huang, Kriz, and others, D-module-theoretic objects called chiral algebras introduced by Alexander Beilinson and Vladimir Drinfeld and factorization algebras, also introduced by Beilinson and Drinfeld.

Important basic examples of vertex operator algebras include the lattice VOAs (modeling lattice conformal field theories), VOAs given by representations of affine Kac–Moody algebras (from the WZW model), the Virasoro VOAs, which are VOAs corresponding to representations of the Virasoro algebra, and the moonshine module V♮, which is distinguished by its monster symmetry. More sophisticated examples such as affine W-algebras and the chiral de Rham complex on a complex manifold arise in geometric representation theory and mathematical physics.

Formal definition

Vertex algebra

A vertex algebra is a collection of data that satisfy certain axioms.

Data

  • a vector space V, called the space of states. The underlying field is typically taken to be the complex numbers, although Borcherds's original formulation allowed for an arbitrary commutative ring.
  • an identity element 1∈V, sometimes written |0⟩ or Ω to indicate a vacuum state.
  • an endomorphism T:V→V, called "translation". (Borcherds's original formulation included a system of divided powers of T, because he did not assume the ground ring was divisible.)
  • a linear multiplication map Y:V⊗V→V((z)), where V((z)) is the space of all formal Laurent series with coefficients in V. This structure has some alternative presentations:
    • as an infinite collection of bilinear products ⋅n:u⊗v↦unv where n∈Z and un∈End(V), so that for each v, there is an N such that unv=0 for n<N.
    • as a left-multiplication map V→End(V)[[z±1]]. This is the 'state-to-field' map of the so-called state-field correspondence. For each u∈V, the endomorphism-valued formal distribution Y(u,z) is called a vertex operator or a field, and the coefficient of z−n−1 is the operator un. In the context of vertex algebras, a field is more precisely an element of End(V)[[z±1]], which can be written A(z)=∑n∈ZAnzn,An∈End(V) such that for any v∈V,Anv=0 for sufficiently small n (which may depend on v). The standard notation for the multiplication is
u⊗v↦Y(u,z)v=∑n∈Zunvz−n−1.

Axioms

These data are required to satisfy the following axioms:

  • Identity. For any u∈V,Y(1,z)u=u and Y(u,z)1∈u+zV[[z]].
  • Translation. T(1)=0, and for any u,v∈V,
[T,Y(u,z)]v=TY(u,z)v−Y(u,z)Tv=ddzY(u,z)v
  • Locality (Jacobi identity, or Borcherds identity). For any u,v∈V, there exists a positive integer N such that:
(z−x)NY(u,z)Y(v,x)=(z−x)NY(v,x)Y(u,z).

Equivalent formulations of locality axiom

The locality axiom has several equivalent formulations in the literature, e.g., Frenkel–Lepowsky–Meurman introduced the Jacobi identity: ∀u,v,w∈V,

z−1δ(x−yz)Y(u,x)Y(v,y)w−z−1δ(−y+xz)Y(v,y)Y(u,x)w=y−1δ(x−zy)Y(Y(u,z)v,y)w,

where we define the formal delta series by:

δ(x−yz):=∑s≥0,r∈Z(rs)(−1)syr−sxsz−r.

Borcherds initially used the following two identities: for any u,v,w∈V and integers m,n we have

(um(v))n(w)=∑i≥0(−1)i(mi)(um−i(vn+i(w))−(−1)mvm+n−i(ui(w)))

and

umv=∑i≥0(−1)m+i+1Tii!vm+iu.

He later gave a more expansive version that is equivalent but easier to use: for any u,v,w∈V and integers m,n,q we have

∑i∈Z(mi)(uq+i(v))m+n−i(w)=∑i∈Z(−1)i(qi)(um+q−i(vn+i(w))−(−1)qvn+q−i(um+i(w)))

This identity is the same as the Jacobi identity by expanding both sides in all formal variables. Finally, there is a formal function version of locality: For any u,v,w∈V, there is an element

X(u,v,w;z,x)∈V[[z,x]][z−1,x−1,(z−x)−1]

such that Y(u,z)Y(v,x)w and Y(v,x)Y(u,z)w are the corresponding expansions of X(u,v,w;z,x) in V((z))((x)) and V((x))((z)).

Vertex operator algebra

A vertex operator algebra is a vertex algebra equipped with a conformal element ω∈V, such that the vertex operator Y(ω,z) is the weight two Virasoro field L(z):

Y(ω,z)=∑n∈Zωnz−n−1=L(z)=∑n∈ZLnz−n−2

and satisfies the following properties:

  • [Lm,Ln]=(m−n)Lm+n+112δm+n,0(m3−m)cIdV, where c is a constant called the central charge, or rank of V. In particular, the coefficients of this vertex operator endow V with an action of the Virasoro algebra with central charge c.
  • L0 acts semisimply on V with integer eigenvalues that are bounded below.
  • Under the grading provided by the eigenvalues of L0, the multiplication on V is homogeneous in the sense that if u and v are homogeneous, then unv is homogeneous of degree deg(u)+deg(v)−n−1.
  • The identity 1 has degree 0, and the conformal element ω has degree 2.
  • L−1=T.

A homomorphism of vertex algebras is a map of the underlying vector spaces that respects the additional identity, translation, and multiplication structure. Homomorphisms of vertex operator algebras have "weak" and "strong" forms, depending on whether they respect conformal vectors.

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