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Indo-European thematic vowel

Concept in Indo-European linguistics

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Through Suffix

Outside Indo-European, the term "thematic vowel" is also used in the grammar of Kartvelian languages (see Georgian verb paradigm for more information on thematic vowels).

Proto-Indo-European

PIE verbs and nominals (nouns and adjectives) consist of three parts:

root+suffix⏟stem+ending⏟word

The thematic vowel, if present, occurs at the end of the suffix (which may include other vowels or consonants) and before the ending:

  • *gʷʰér-mo-s 'heat' > Ancient Greek θέρμος (thérmos)
  • *bʰér-e-ti '(he) bears' > Sanskrit bhárati, Gothic 𐌱𐌰𐌹𐍂𐌹𐌸 (baíriþ)

Athematic forms, by contrast, have a suffix ending in a consonant, or no suffix at all (or arguably a null suffix):

  • *ph₂-tér-s 'father' > English father
  • *h₁és-mi '(I) am' > English am

For several reasons, athematic forms are thought to be older, and the thematic vowel was likely an innovation of late PIE: Athematic paradigms (inflection patterns) are more "irregular", exhibiting ablaut and mobile accent, while the thematic paradigms can be seen as a simplification or regularisation of verbal and nominal grammar. In the Anatolian languages, which were the earliest to split from PIE, thematic verbs are rare or absent. Furthermore, during late PIE and in the older daughter languages, a number of athematic forms were replaced by thematic ones, as in prehistoric Greek *thes- 'god' versus *thes-o- > Classical Greek θεός (theós).

The thematic vowel technically belongs to the suffix and not the ending, as each suffix is inherently either thematic or athematic. It is also used in some cases to derive stems from roots directly, acting as a suffix in itself (as in the second example above). However, when considering endings which are different for thematic and athematic inflections, it is generally included in the endings as well; see the section on fusion below.

Verbs

In verbs, the thematic vowel is *e word-finally or when the following ending begins with a coronal obstruent (*t, *d, *dʰ or *s) and *o otherwise. Here is the present active indicative paradigm of *bʰer- 'carry':

For comparison, here is an example of an athematic verb, *dewk- 'to draw'. The plural forms ablaut to zero-grade on the root and shift the accent to the ending:

(The first person singular ending is sometimes *-m(i) and sometimes *-h₂, depending on tense, voice and thematicity.)

Origin

The PIE verb is characterized by two distinct sets of endings: one found in the thematic present and the perfect, and another found in the aorist and the athematic present. The middle endings seem like a mixture of these two. The thematic conjugation was widespread in what Donald Ringe terms "Western Indo-European" (Western IE), i.e. IE excluding Tocharian and especially Anatolian. The biggest problem on the origin of PIE thematic inflection is that the thematic endings have more in common with the PIE perfect (which formally, though not functionally and lexically, corresponds to the ḫi-conjugation in Hittite and other Anatolian languages), and that the actual etymological cognates reconstructed of thematic presents are few among the verbs belonging to the Anatolian ḫi-conjugation. In fact, most of the verbs belonging to the ḫi-conjugation in Anatolian actually have lexical cognates that inflect as athematic verbs in Western IE. All types of verbs belonging to the ḫi-conjugation in Hittite can be shown to have, or to originally have had the ablaut pattern with *o in the singular and the zero-grade in the plural, which is exactly the pattern of the Western PIE perfect.

The thematic presents in Western PIE also do not have quantitative ablaut, which indicates their relatively recent origin. This all has caused some linguists to speculate that perfect and thematic present endings go back to a single Early PIE prototype. According to Matasović, the Early PIE stative (becoming the perfect) is responsible for the original form of the thematic suffix *-o-, while the e-grade form is secondary. Verbs forming the underived thematic presents are overwhelmingly bivalent/transitive, and there are no statives in the Late PIE thematic inflection since all the original Early PIE statives either remained athematic presents, or they became Western PIE perfects. It is also probable that some Early PIE middle verbs also became thematic in the Western PIE period, since they lack middle correspondences in Anatolian.

Nouns

In nouns, the thematic vowel is almost always *o, and only becomes *e when there is no ending or when followed by in the neuter nominative/accusative plural. Here is an example paradigm for *h₂ŕ̥tḱos 'bear', a thematic animate noun, supplemented by the neuter *h₂érh₃trom 'plough' for the nominative/accusative:

Again, athematic nouns show ablaut and accent shifts, mainly between the "strong" cases (nominative and vocative in all numbers, and accusative singular/dual) and the "weak" cases (all others). A few endings are also different from the thematic paradigm; for example, the nominative/accusative neuter has *-∅ instead of *-m. See Athematic accent/ablaut classes of PIE nouns for examples.

Origin

There are several theories about the rise of o-stems in PIE nominal inflection. Two are the most prominent:

  • o-stems reflect an ergative system that existed in the prehistory of PIE, and
  • o-stems arise from pronouns.

Ergative theory

Pedersen was the first to notice that the subject of the transitive verb looked as if it had the form of the genitive (a sigmatic case) if it were active, and as if it had the form of the instrumental case if it were inactive. Furthermore, the subject and object of intransitive verbs seemed to have the form of the absolutive (i.e. an asigmatic case). This caused an asymmetry between the valencies of transitive and intransitive verbs, summarized in the table below:

This theory was further developed by Beekes and Kortlandt, who assumed that the nominative syntax of old Indo-European languages was formed later and that the case system of the PIE language was primarily based on the ergative syntax. The same ending shared by the nominative and accusative neuter, originally designating inactive nouns, originated from the originally absolutive case, while the ergative was used with the active subject. Beekes claims the sigmatic genitive-ablative developed from the ergative. After the transformation of the ergative system into the nominative system, the form reconstructed as *CC-R-ós became the nominative, a new case of subject. Later what was to become the thematic vowel *-o- spread to other cases as well, giving rise to o-stem inflection.

Similar theories that assume the ergative past of the PIE syntax have been formulated by Gamkrelidze and Ivanov and Schmalstieg.

A related theory that also derives the thematic conjugation from an oblique case form was proposed by Ranko Matasović, who, however, identified the source form as the genitive. Matasović argued that the thematic o-stem nouns were the result of the nominalisation of adjectives, which in turn arose through the reinterpretation as nominative forms of original (attributively used) genitives of athematic (mostly deverbal) root-nouns. For example, the stem *(h)yug-o (cf. Latin iugum) was abstracted from *(H)yug-os, which was originally a genitive of a root noun *(H)yewg-s (cf. Latin coniūx). Thus, a phrase like *ukwsōn yug-os 'ox of yoking' was reinterpreted as 'yoked ox'. This theory, like the previous one, would explain why there is much evidence in favour of original syncretism of the nominative and genitive singular in the o-stems.

Pronominal theory

According to Jean Haudry o-stems originated from pronouns with a determining function that were suffixed to a nominal base, playing the role of a postpositional article. There exists a number of typological parallels for such a development:

  • in Balto-Slavic, where definite adjectives are formed by suffixing the PIE relative pronoun *yo- / *yeh₂.
  • modern Balkan and Scandinavian languages, which developed postpositional determination using demonstratives
  • mimation and nunation in Semitic languages.

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