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Algebraic geometry

Branch of mathematics

  • 28 min read
  • 7 chapters
Togliatti Surface with w=1, bounded by a sphere with radius=6
Claudio Rocchini · CC BY-SA 3.0

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The fundamental objects of study in algebraic geometry are algebraic varieties, which are geometric manifestations of solutions of systems of polynomial equations. Examples of the most studied classes of algebraic varieties are lines, circles, parabolas, ellipses, hyperbolas, cubic curves like elliptic curves, and quartic curves like lemniscates and Cassini ovals. These are plane algebraic curves. A point of the plane lies on an algebraic curve if its coordinates satisfy a given polynomial equation. Basic questions involve the study of points of special interest like singular points, inflection points and points at infinity. More advanced questions involve the topology of the curve and the relationship between curves defined by different equations.

Algebraic geometry occupies a central place in modern mathematics and has multiple conceptual connections with such diverse fields as complex analysis, topology and number theory. As a study of systems of polynomial equations in several variables, the subject of algebraic geometry begins with finding specific solutions via equation solving, and then proceeds to understand the intrinsic properties of the totality of solutions of a system of equations. This understanding requires both conceptual theory and computational technique.

In the 20th century, algebraic geometry split into several subareas.

Much of the development of mainstream algebraic geometry in the 20th century occurred within an abstract algebraic framework, with increasing emphasis being placed on "intrinsic" properties of algebraic varieties not dependent on any particular way of embedding the variety in an ambient coordinate space; this parallels developments in topology, differential and complex geometry. One key achievement of this abstract algebraic geometry is Grothendieck's scheme theory which allows one to use sheaf theory to study algebraic varieties in a way which is very similar to its use in the study of differential and analytic manifolds. This is obtained by extending the notion of point: In classical algebraic geometry, a point of an affine variety may be identified, through Hilbert's Nullstellensatz, with a maximal ideal of the coordinate ring, while the points of the corresponding affine scheme are all prime ideals of this ring. This means that a point of such a scheme may be either a usual point or a sub-variety. This approach also enables a unification of the language and the tools of classical algebraic geometry, mainly concerned with complex points, and of algebraic number theory. Wiles' proof of the longstanding conjecture called Fermat's Last Theorem is an example of the power of this approach.

Basic notions

Zeros of simultaneous polynomials

In classical algebraic geometry, the main objects of interest are the vanishing sets of collections of polynomials, meaning the set of all points that simultaneously satisfy one or more polynomial equations. For instance, the two-dimensional sphere of radius 1 in three-dimensional Euclidean space R3 could be defined as the set of all points (x,y,z) with

x2+y2+z2−1=0.

A "slanted" circle in R3 can be defined as the set of all points (x,y,z) which satisfy the two polynomial equations

x2+y2+z2−1=0,
x+y+z=0.

Affine varieties

First we start with a field k. In classical algebraic geometry, this field was always the complex numbers C, but many of the same results are true if we assume only that k is algebraically closed. We consider the affine space of dimension n over k, denoted An(k) (or more simply An, when k is clear from the context). When one fixes a coordinate system, one may identify An(k) with kn. The purpose of not working with kn is to emphasize that one "forgets" the vector space structure that kn carries.

A function f : An → A1 is said to be polynomial (or regular) if it can be written as a polynomial, that is, if there is a polynomial p in k[x1,...,xn] such that f(M) = p(t1,...,tn) for every point M with coordinates (t1,...,tn) in An. The property of a function to be polynomial (or regular) does not depend on the choice of a coordinate system in An.

When a coordinate system is chosen, the regular functions on the affine n-space may be identified with the ring of polynomial functions in n variables over k. Therefore, the set of the regular functions on An is a ring, which is denoted k[An].

We say that a polynomial vanishes at a point if evaluating it at that point gives zero. Let S be a set of polynomials in k[An]. The vanishing set of S (or vanishing locus or zero set) is the set V(S) of all points in An where every polynomial in S vanishes. Symbolically,

V(S)={(t1,…,tn)∣p(t1,…,tn)=0 for all p∈S}.

A subset of An which is V(S), for some S, is called an algebraic set. The V stands for variety (a specific type of algebraic set to be defined below).

Given a subset U of An, can one recover the set of polynomials which generate it? If U is any subset of An, define I(U) to be the set of all polynomials whose vanishing set contains U. The I stands for ideal: if two polynomials f and g both vanish on U, then f+g vanishes on U, and if h is any polynomial, then hf vanishes on U, so I(U) is always an ideal of the polynomial ring k[An].

Two natural questions to ask are:

  • Given a subset U of An, when is U = V(I(U))?
  • Given a set S of polynomials, when is S = I(V(S))?

The answer to the first question is provided by introducing the Zariski topology, a topology on An whose closed sets are the algebraic sets, and which directly reflects the algebraic structure of k[An]. Then U = V(I(U)) if and only if U is an algebraic set or equivalently a Zariski-closed set. The answer to the second question is given by Hilbert's Nullstellensatz. In one of its forms, it says that I(V(S)) is the radical of the ideal generated by S. In more abstract language, there is a Galois connection, giving rise to two closure operators; they can be identified, and naturally play a basic role in the theory; the example is elaborated at Galois connection.

For various reasons we may not always want to work with the entire ideal corresponding to an algebraic set U. Hilbert's basis theorem implies that ideals in k[An] are always finitely generated.

An algebraic set is called irreducible if it cannot be written as the union of two smaller algebraic sets. Any algebraic set is a finite union of irreducible algebraic sets and this decomposition is unique. Thus its elements are called the irreducible components of the algebraic set. An irreducible algebraic set is also called a variety. It turns out that an algebraic set is a variety if and only if it may be defined as the vanishing set of a prime ideal of the polynomial ring.

Some authors do not make a clear distinction between algebraic sets and varieties and use irreducible variety to make the distinction when needed.

Regular functions

Just as continuous functions are the natural maps on topological spaces and smooth functions are the natural maps on differentiable manifolds, there is a natural class of functions on an algebraic set, called regular functions or polynomial functions. A regular function on an algebraic set V contained in An is the restriction to V of a regular function on An. For an algebraic set defined on the field of the complex numbers, the regular functions are smooth and even analytic.

It may seem unnaturally restrictive to require that a regular function always extend to the ambient space, but it is very similar to the situation in a normal topological space, where the Tietze extension theorem guarantees that a continuous function on a closed subset always extends to the ambient topological space.

Just as with the regular functions on affine space, the regular functions on V form a ring, which we denote by k[V]. This ring is called the coordinate ring of V.

Since regular functions on V come from regular functions on An, there is a relationship between the coordinate rings. Specifically, if a regular function on V is the restriction of two functions f and g in k[An], then f − g is a polynomial function which is null on V and thus belongs to I(V). Thus k[V] may be identified with k[An]/I(V).

Morphism of affine varieties

Using regular functions from an affine variety to A1, we can define regular maps from one affine variety to another. First we will define a regular map from a variety into affine space: Let V be a variety contained in An. Choose m regular functions on V, and call them f1, . . ., fm. We define a regular map f from V to Am by letting f = (f1, ..., fm). In other words, each fi determines one coordinate of the range of f.

If V′ is a variety contained in Am, we say that f is a regular map from V to V′ if the range of f is contained in V′.

The definition of the regular maps apply also to algebraic sets. The regular maps are also called morphisms, as they make the collection of all affine algebraic sets into a category, where the objects are the affine algebraic sets and the morphisms are the regular maps. The affine varieties is a subcategory of the category of the algebraic sets.

Given a regular map g from V to V′ and a regular function f of k[V′], then f ∘ g ∈ k[V]. The map f → f ∘ g is a ring homomorphism from k[V′] to k[V]. Conversely, every ring homomorphism from k[V′] to k[V] defines a regular map from V to V′. This defines an equivalence of categories between the category of algebraic sets and the opposite category of the finitely generated reduced k-algebras. This equivalence is one of the starting points of scheme theory.

Rational function and birational equivalence

In contrast to the preceding sections, this section concerns only varieties and not algebraic sets. On the other hand, the definitions extend naturally to projective varieties (next section), as an affine variety and its projective completion have the same field of functions.

If V is an affine variety, its coordinate ring is an integral domain and has thus a field of fractions which is denoted k(V) and called the field of the rational functions on V or, shortly, the function field of V. Its elements are the restrictions to V of the rational functions over the affine space containing V. The domain of a rational function f is not V but the complement of the sub-variety (a hypersurface) where the denominator of f vanishes.

As with regular maps, one may define a rational map from a variety V to a variety V'. As with the regular maps, the rational maps from V to V' may be identified to the field homomorphisms from k(V') to k(V).

Two affine varieties are birationally equivalent if there are two rational functions between them which are inverse one to the other in the regions where both are defined. Equivalently, they are birationally equivalent if their function fields are isomorphic.

An affine variety is a rational variety if it is birationally equivalent to an affine space. This means that the variety admits a rational parameterization, that is a parametrization with rational functions. For example, the circle of equation x2+y2−1=0 is a rational curve, as it has the parametric equation

x=2t1+t2
y=1−t21+t2,

which may also be viewed as a rational map from the line to the circle.

The problem of resolution of singularities is to know if every algebraic variety is birationally equivalent to a variety whose projective completion is non-singular (see also smooth completion). It was solved in the affirmative in characteristic 0 by Heisuke Hironaka in 1964 and is yet unsolved in finite characteristic.

Projective variety

Just as the formulas for the roots of second, third, and fourth degree polynomials suggest extending real numbers to the more algebraically complete setting of the complex numbers, many properties of algebraic varieties suggest extending affine space to a more geometrically complete projective space. Whereas the complex numbers are obtained by adding the number i, a root of the polynomial x2 + 1, projective space is obtained by adding in appropriate points "at infinity", points where parallel lines may meet.

To see how this might come about, consider the variety V(y − x2). If we draw it, we get a parabola. As x goes to positive infinity, the slope of the line from the origin to the point (x, x2) also goes to positive infinity. As x goes to negative infinity, the slope of the same line goes to negative infinity.

Compare this to the variety V(y − x3). This is a cubic curve. As x goes to positive infinity, the slope of the line from the origin to the point (x, x3) goes to positive infinity just as before. But unlike before, as x goes to negative infinity, the slope of the same line goes to positive infinity as well; the exact opposite of the parabola. So the behaviour "at infinity" of V(y − x3) is different from the behaviour "at infinity" of V(y − x2).

The consideration of the projective completion of the two curves, which is their prolongation "at infinity" in the projective plane, allows us to quantify this difference: the point at infinity of the parabola is a regular point, whose tangent is the line at infinity, while the point at infinity of the cubic curve is a cusp. Also, both curves are rational, as they are parameterized by x, and the Riemann-Roch theorem implies that the cubic curve must have a singularity, which must be at infinity, as all its points in the affine space are regular.

Thus many of the properties of algebraic varieties, including birational equivalence and all the topological properties, depend on the behavior "at infinity" and so it is natural to study the varieties in projective space. Furthermore, the introduction of projective techniques made many theorems in algebraic geometry simpler and sharper: For example, Bézout's theorem on the number of intersection points between two varieties can be stated in its sharpest form only in projective space. For these reasons, projective space plays a fundamental role in algebraic geometry.

Nowadays, the projective space Pn of dimension n is usually defined as the set of the lines passing through a point, considered as the origin, in the affine space of dimension n + 1, or equivalently to the set of the vector lines in a vector space of dimension n + 1. When a coordinate system has been chosen in the space of dimension n + 1, all the points of a line have the same set of coordinates, up to the multiplication by an element of k. This defines the homogeneous coordinates of a point of Pn as a sequence of n + 1 elements of the base field k, defined up to the multiplication by a nonzero element of k (the same for the whole sequence).

A polynomial in n + 1 variables vanishes at all points of a line passing through the origin if and only if it is homogeneous. In this case, one says that the polynomial vanishes at the corresponding point of Pn. This allows us to define a projective algebraic set in Pn as the set V(f1, ..., fk), where a finite set of homogeneous polynomials {f1, ..., fk} vanishes. Like for affine algebraic sets, there is a bijection between the projective algebraic sets and the reduced homogeneous ideals which define them. The projective varieties are the projective algebraic sets whose defining ideal is prime. In other words, a projective variety is a projective algebraic set, whose homogeneous coordinate ring is an integral domain, the projective coordinates ring being defined as the quotient of the graded ring or the polynomials in n + 1 variables by the homogeneous (reduced) ideal defining the variety. Every projective algebraic set may be uniquely decomposed into a finite union of projective varieties.

The only regular functions which may be defined properly on a projective variety are the constant functions. Thus this notion is not used in projective situations. On the other hand, the field of the rational functions or function field is a useful notion, which, similarly to the affine case, is defined as the set of the quotients of two homogeneous elements of the same degree in the homogeneous coordinate ring.

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