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English auxiliary verbs

Small set of grammatically distinctive verbs of English

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History of the concept

When describing English, the adjective auxiliary was "formerly applied to any formative or subordinate elements of language, e.g. prefixes, prepositions." As applied to verbs, its conception was originally rather vague and varied significantly.

Some historical examples

The first English grammar, Bref Grammar for English by William Bullokar, published in 1586, does not use the term "auxiliary" but says:

All other verbs are called verbs-neuters-un-perfect because they require the infinitive mood of another verb to express their signification of meaning perfectly: and be these, may, can, might or mought, could, would, should, must, ought, and sometimes, will, that being a mere sign of the future tense. [orthography standardized and modernized]

In volume 5 (1762) of Tristram Shandy, the narrator's father explains that "The verbs auxiliary we are concerned in here, . . . , are, am; was; have; had; do; did; make; made; suffer; shall; should; will; would; can; could; owe; ought; used; or is wont."

Charles Wiseman's Complete English Grammar of 1764 notes that most verbs

cannot be conjugated through all their Moods and Tenses, without one of the following principal Verbs have and be. The first serves to conjugate the rest, by supplying the compound tenses of all Verbs both Regular and Irregular, whether Active, Passive, Neuter, or Impersonal, as may be seen in its own variation, &c.

Along with have and be, it goes on to include do, may, can, shall, will as auxiliary verbs.

W. C. Fowler's The English Language of 1857 says:

Auxiliary Verbs, or Helping Verbs, perform the same office in the conjugation of principal verbs which inflection does in the classical languages, though even in those languages the substantive verb is sometimes used as a helping verb. . . . I. The verbs that are always auxiliary to others are, May, can, shall, must; II. Those that are sometimes auxiliary and sometimes principal verbs are, Will, have, do, be, and let.

The verbs that all the sources cited above agree are auxiliary verbs are the modal auxiliary verbs may, can, and shall; most also include be, do, and have.

Auxiliary verbs as heads

Modern grammars do not differ substantially over membership in the list of auxiliary verbs, though they have refined the concept and, following an idea first put forward by John Ross in 1969, have tended to take the auxiliary verb not as subordinate to a "main verb" (a concept that pedagogical grammars perpetuate), but instead as the head of a verb phrase. Examples include The Cambridge Grammar of the English Language and Bas Aarts' Oxford Modern English Grammar. This is shown in the tree diagram below for the clause I can swim.

The clause has a subject noun phrase I and a head verb phrase (VP), headed by the auxiliary verb can. The VP also has a complement clause, which has a head VP, with the head verb swim.

Recent definitions

A Comprehensive Grammar of the English Language (1985) says of "verbs in auxiliary function" that "In contrast to full [i.e. lexical] verbs, [these verbs] are capable of functioning as auxiliary or 'helping' verbs (cf 2.27f)", which seems to refer back to a table showing the "main verb" (sink in various inflected forms) following one to four auxiliary verbs (be and have, again in various inflected forms; and may and must). It is not obvious how this definition would exclude lexical verbs such as try (in tried sinking, tried to have sunk, tried being sunk, etc) – although they would certainly fail the book's own list of criteria for auxiliary verbs, as listed later.

In his book English Auxiliaries: History and Structure (1993), Anthony R. Warner writes that the English auxiliary verbs "are rather sharply defined as a group by distinctive formal properties."

The Cambridge Grammar of the English Language (2002) describes auxiliary verbs as "a small list of verbs with very specific syntactic properties", differing from "all the rest of the verbs in the dictionary, which we will call the lexical verbs . . . in inflectional morphology as well as syntax" And later: "A general definition of auxiliary verb is that it denotes a closed class of verbs that are characteristically used as markers of tense, aspect, mood, and voice." It too adds a list of criteria.

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