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English modal auxiliary verbs

Class of auxiliary verbs in English that lack untensed forms

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The central English modal auxiliary verbs are can (with could), may (with might), shall (with should), will (with would), and must. A few other verbs are usually also classed as modals: ought, and (in certain uses) dare, and need. Use (, rhyming with "goose") is included as well. Other expressions, notably had better, share some of their characteristics.

A list of what tend to be regarded as modal auxiliary verbs in Modern English, along with their inflected forms, is shown in the following table.

Contractions are shown only if their orthography is distinctive. There are also unstressed versions that are typically, although not necessarily, written in the standard way. Where there is a blank, the modal auxiliary verb lacks this form. (A corresponding lexical verb may have the form. For example, although the lexical verb need has a preterite form, the modal auxiliary verb need does not.)

Criteria for modal auxiliary verbs

Descriptive grammars of English differ slightly on the criteria they set for modal auxiliary verbs. According to The Cambridge Grammar of the English Language, the criteria are as follows.

Auxiliary verbs

Modal auxiliary verbs are a subset of auxiliary verbs and thus meet the criteria for these. For lists of those criteria, see the article English auxiliary verbs, but among them are that the verbs (i) can invert with their subjects (notably in questions, Must I go?), (ii) can be negated with not (I must not go; Must I not go?), and (iii) have negative inflected forms (won't, wouldn't).

No untensed forms

To illustrate untensed forms, those of the irregular lexical verb take and the non-modal auxiliary verb be are the plain take and be (as in Take it!, I didn't take it, and Don't be silly), the gerund-participles taking and being, and the past participles taken and been.

Modal auxiliary verbs lack untensed forms. Attempting to use them brings ungrammatical results:

  • *I will can drive if I take ten lessons.
  • *Canning drive would be helpful.
  • *I have could/canned drive since I was 18.

Compare the grammaticality of non-modal auxiliary verb be in I will be able to drive, being able to drive, and I have been able to drive.

No subject–verb agreement

This refers to agreement of a verb (in present tense) with its third-person singular subject:

  • She can/*cans try.

Compare lexical verb try in She tries/*try, and non-modal auxiliary verb do in She does/*do try.

Had better and (as an auxiliary verb) used lack present tense forms. Other than in the present tense, even lexical verbs lack subject agreement and so this test is inapplicable to either had better or used.

Only a bare infinitival clause as complement

Whereas the lexical verb seem takes a to-infinitival clause (It seemed to happen), and the non-modal auxiliary verb have takes a past participial clause complement (It has happened), a modal auxiliary verb can, in principle, take only a bare infinitival clause (a subordinate clause with the plain form of the verb without to) as its complement:

  • It can be a surprise.
  • *It can to be a surprise.
  • *It can being a surprise.

If they are modal auxiliary verbs, then ought and used are exceptions to this (although ought is increasingly used with a bare infinitival clause complement).

Bare infinitival clause complements are not unique to modal auxiliary verbs. Do is a non-modal auxiliary verb that takes one (Did you move the piano?); help is a lexical verb that can do so (I helped move the piano).

Ability to occur in remote apodosis

An apodosis is the "then" half of a conditional statement. (The "if" half is the protasis.) Remote here means "thought by the speaker to be unlikely" or "known by the speaker to be untrue".

  • If I were an elephant, I would eat more apples.

Compare lexical verb eat in *If I were an elephant, I ate more apples, and non-modal auxiliary verb be in *If I were an elephant, I was able to eat more apples.

Must satisfies this only for a minority of speakers, and it is questionable whether had better does so.

The Cambridge Grammar comments on may that:

here there is evidence that for some speakers may and might have diverged to the extent that they are no longer inflectional forms of a single lexeme, but belong to distinct lexemes, may and might, each of which – like must – lacks a preterite....

Used does not satisfy this.

Preterite usable in the main clause for modal remoteness

  • I could drive there, I suppose.

If similarly intended (as a doubtful or incredulous contemplation of an option for the future), attempts at this with a lexical or non-modal auxiliary verb are ungrammatical: *I drove there, I suppose; *I was going to drive there, I suppose.

Other than when used for backshift, should has diverged in meaning so far from shall as to be usable here only with difficulty. As they lack preterite forms, must, ought and need cannot be used in this way, and so that criterion does not apply to them. And used describes the past, not the present or future.

Comments

The following verbs, shown in present–preterite pairs, satisfy or come close to satisfying all of the above criteria and can be classed as the central modal verbs of English:

  • can (with could)
  • will (with would)
  • may (with might) – although the lack in today's Standard English of a negative present inflection (*mayn't) means that it fails one of the criteria for auxiliary verbs
  • shall (with should) – although the semantic divergence of shall and should means that its success with one criterion is debatable
  • must – although its lack of a preterite (see its etymology below) means that it neither passes nor fails one of the criteria

Even for lexical verbs, preterite forms have uses besides referring to the past, but for modal auxiliary verbs, such uses are particularly important: (Could you pass me the sauce?; Without my phone I might easily be lost; You should work harder; I would avoid that street).

Ought, dare, need, and used satisfy some of the criteria above, and are more (ought, dare, need) or less (used) often categorized as modal verbs. Had better is sometimes called a modal idiom.

Other English auxiliary verbs appear in a variety of different forms and are not regarded as modal verbs:

Lists of modal auxiliary verbs

Five recent scholarly descriptions of verbs disagree among themselves on the extension of modal auxiliary verb: on which verbs are modal auxiliary verbs.

They agree that can (with could), may (with might), must, shall (with should) and will (with would) are, or are among, the "central modal auxiliaries" (A Comprehensive Grammar of the English Language, 1985), "secondary or modal auxiliaries" (F. R. Palmer, 1988), "modal auxiliaries" (Anthony R. Warner, 1993), "central members of the modal auxiliary class" (The Cambridge Grammar of the English Language, 2002), or "core modal verbs" (Bas Aarts, 2014).

Among these five verbs, The Cambridge Grammar selects the pair can and will (with could and would) as "the most straightforward of the modal auxiliaries". Peter Collins agrees.

All five accord ought, need and dare a less clear or merely a marginal membership.

A Comprehensive Grammar and Warner do likewise for use; the other three deny that it is a modal auxiliary verb or note the disagreement. For that reason, it is discussed primarily not in this article but in English auxiliary verbs.

As for would in would rather, would sooner and would as soon, and have in had better, had best and had rather, only The Cambridge Grammar notes all six, but each of the other four descriptions of auxiliary verbs notes three or more. Of the three to six idioms that each discussion notes, there is no variation in the status that it accords to them. Warner calls the three that he notes (would rather, had better, had rather) modal auxiliaries. Palmer says that the same three are not modal auxiliaries. Both A Comprehensive Grammar and Aarts use the term modal idiom for a choice of five. The Cambridge Grammar sees modal characteristics in all six uses of these two auxiliary verbs.

A Comprehensive Grammar calls both have got (I've got to go now) and be to (You are to hand over the cash) modal idioms. None of the other descriptions agrees.

Palmer calls be bound/able/going/willing to and have (got) to semi-modals. A Comprehensive Grammar calls be able/about/apt/​bound/due/going/​likely/meant/obliged/​supposed/willing to and have to semi-auxiliaries. He adds, "The boundaries of this category are not clear".

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