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Enlargement of NATO

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Through NATO, Warsaw Pact and Dissolution of the Soviet Union

In 1990, negotiators reached an agreement that a reunified Germany would be in NATO under West Germany's existing membership. Following the dissolution of the Soviet Union in 1991, many former Warsaw Pact and post-Soviet states sought to join NATO. Poland, Hungary, and the Czech Republic became members in 1999, amid much debate within NATO itself. NATO then formalized the process of joining the organization with "Membership Action Plans", which aided the accession of seven Central and Eastern Europe countries shortly before the 2004 Istanbul summit: Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovakia, and Slovenia. Two countries on the Adriatic Sea—Albania and Croatia—joined on 1 April 2009 before the 2009 Strasbourg–Kehl summit. The next member states to join NATO were Montenegro in June 2017, and North Macedonia in March 2020.

Russia invaded Ukraine in 2022 after Russian president Vladimir Putin said that NATO military infrastructure was being built up inside Ukraine and that Ukraine's potential membership was a threat. Russia's invasion prompted Finland and Sweden to apply for NATO membership in May 2022. Finland joined in April 2023 and Sweden in March 2024. Ukraine applied for membership in September 2022 after Russia illegally annexed the country's southeast. Two other states have informed NATO of their membership aspirations: Bosnia and Herzegovina and Georgia. Kosovo also aspires to join. Joining the alliance is a debated topic in several other European countries outside the alliance, including Armenia, Austria, Cyprus, Ireland, Malta, Moldova, and Serbia.

Past enlargements

Cold War

Twelve countries were part of NATO at the time of its founding: Belgium, Canada, Denmark, France, Iceland, Italy, Luxembourg, the Netherlands, Norway, Portugal, the United Kingdom, and the United States. The start of the Cold War between 1947 and 1953 saw an ideological and economic divide between the capitalist states of Western Europe backed by United States with its Marshall Plan and the Truman Doctrine, and the communist states of Eastern Europe, backed by the Soviet Union. As such, opposition to Soviet-style communism became a defining characteristic of the organization and the anti-communist governments of Greece, which had just fought a civil war against a pro-communist army, and Turkey, whose newly-elected Democrat Party were staunchly pro-American, came under internal and external pressure to join the alliance, which both did in February 1952.

The US, France, and the UK initially agreed to end its occupation of Germany in May 1952 under the Bonn–Paris conventions on the condition that the new Federal Republic of Germany, commonly called West Germany, would join NATO, because of concerns about allowing a non-aligned West Germany to rearm. The allies also dismissed Soviet proposals of a neutral-but-united Germany as insincere. France, however, delayed the start of the process, in part on the condition that a referendum be held in Saar on its future status, and a revised treaty was signed on 23 October 1954, allowing the North Atlantic Council to formally invite West Germany. Ratification of its membership was completed in May 1955. That month the Soviet Union established its own collective defense alliance, commonly called the Warsaw Pact, in part as a response to West German membership in NATO. In 1966, French president Charles de Gaulle announced the withdrawal of French forces from the integrated military structure of the NATO and ordered the removal of all foreign NATO forces from French territory. In 1974, Greece suspended its NATO membership over the Turkish invasion of Cyprus, but rejoined in 1980 with Turkey's cooperation.

Relations between NATO members and Spain under dictator Francisco Franco were strained for many years, in large part because Franco had cooperated with the Axis powers during World War II. Though staunchly anti-communist, Franco reportedly feared in 1955 that a Spanish application for NATO membership might be vetoed by its members at the time. Franco however did sign regular defense agreements with individual members, including the 1953 Pact of Madrid with the United States, which allowed their use of air and naval bases in Spain. Following Franco's death in 1975, Spain began a transition to democracy, and came under international pressure to normalize relations with other western democracies. Prime Minister Adolfo Suárez, first elected in 1976, proceeded carefully on relations with NATO because of divisions in his coalition over the US's use of Spanish bases. In February 1981, following a failed coup attempt, Leopoldo Calvo-Sotelo became Prime Minister and campaigned strongly for NATO membership, in part to improve civilian control over the military, and Spain's NATO membership was approved in May 1982. A Spanish referendum in 1986 confirmed popular support for remaining in NATO.

During the mid-1980s the strength and cohesion of the Warsaw Pact, which had served as the main institution rivaling NATO, began to deteriorate. By 1989 the Soviet Union was unable to stem the democratic and nationalist movements which were rapidly gaining ground. Poland held multiparty elections in June 1989 that ousted the Soviet allied Polish Workers' Party and the peaceful opening of the Berlin Wall that November symbolized the end of the Warsaw Pact as a way of enforcing Soviet control. The fall of the Berlin Wall is recognized to be the end of the Cold War and ushered in a new period for Europe and NATO enlargement.

German reunification

Negotiations to reunite East and West Germany took place throughout 1990, resulting in the signing of the Two Plus Four Treaty in September 1990 and East Germany officially joining the Federal Republic of Germany on 3 October 1990. To secure Soviet approval of a united Germany remaining in NATO, the treaty prohibited foreign troops and nuclear weapons from being stationed in the former East Germany, though an addendum signed by all parties specified that foreign NATO troops could be deployed east of the Cold War line after the Soviet departure at the discretion of the government of a united Germany, permitting NATO's enlargement to the east. There is no mention of any other country joining NATO in the September–October 1990 agreements on German reunification. Whether or not representatives from NATO member states informally committed to not enlarge NATO into other parts of Eastern Europe during these and contemporary negotiations with Soviet counterparts has long been a matter of dispute among historians and international relations scholars.

With several countries threatening to withdraw from the Warsaw Pact, the Soviet military relinquished control of the organization in March 1991, allowing it to be formally dissolved that July. The so-called "parade of sovereignties" declared by republics in the Baltic and Caucasus regions of the Soviet Union and their War of Laws with the government in Moscow further fractured its cohesion. Following the failure of the New Union Treaty, the leadership of the remaining constituent republics of the Soviet Union, starting with Ukraine in August 1991, declared their independence and initiated the dissolution of the Soviet Union, which was completed in December of that year. Russia, led by President Boris Yeltsin, became the most prominent of the independent states. The Westernization trend of many former Soviet allied states led them to privatize their economies and formalize their relationships with NATO countries, the first step for many towards European integration and possible NATO membership.

During one of James Baker's 1990 talks with Soviet leader Mikhail Gorbachev, Baker did suggest that the German reunification negotiations could have resulted in an agreement whereby "there would be no extension of NATO's jurisdiction for forces of NATO one inch to the east," and historians like Mark Kramer have interpreted it as applying, at least in certain Soviet representatives' understanding, to all of Eastern Europe. Gorbachev later stated that NATO enlargement was "not discussed at all" in 1990, but, like Yeltsin, described the expansion of NATO past East Germany as "a violation of the spirit of the statements and assurances made to us in 1990."

This view, that informal assurances were given by diplomats from NATO members to the Soviet Union in 1990, is common in countries like Russia, and, according to political scientist Marc Trachtenberg, available evidence suggests that allegations made since by Russian leadership about the existence of such assurances "were by no means baseless." Yeltsin was succeeded in 2000 by Vladimir Putin, who further promoted the idea that guarantees about enlargement were made in 1990, including during a 2007 speech in Munich. This impression was later used by him as part of his justification for Russia's 2014 actions in Ukraine and the Russian invasion of Ukraine in 2022.

Visegrád Group

In February 1991, Poland, Hungary, and Czechoslovakia formed the Visegrád Group to push for European integration under the European Union and NATO, as well as to conduct military reforms in line with NATO standards. Internal NATO reaction to these former Warsaw Pact countries was initially negative, but by the 1991 Rome summit in November, members agreed to a series of goals that could lead to accession, such as market and democratic liberalization, and that NATO should be a partner in these efforts. Debate within the American government as to whether enlargement of NATO was feasible or desirable began during the George H.W. Bush administration. By mid-1992, a consensus emerged within the administration that NATO enlargement was a wise realpolitik measure to strengthen Euro-American hegemony. In the absence of NATO enlargement, Bush administration officials worried that the European Union might fill the security vacuum in Central Europe, and thus challenge American post-Cold War influence. There was further debate during the presidency of Bill Clinton between a rapid offer of full membership to several select countries versus a slower, more limited membership to a wide range of states over a longer time span. The Partnership for Peace has been described as a compromise between rapid and gradual NATO enlargement proposed at the time. The program, provided a structure for NATO to expand military and political cooperation with former Warsaw Pact member states, including Russia, while postponing immediate decisions on formal membership for any state. Victory by the Republican Party, which advocated for aggressive expansion, in the 1994 US congressional election helped sway US policy in favor of wider full-membership enlargement, which the US ultimately pursued in the following years. In 1996, Clinton called for former Warsaw Pact countries and post-Soviet republics to join NATO, and made NATO enlargement a part of his foreign policy.

By August 1993, Polish President Lech Wałęsa was actively campaigning for his country to join NATO, at which time Yeltsin reportedly told him that Russia did not perceive Poland's membership as a threat. Yeltsin however retracted this the following month, writing that enlargement "would violate the spirit of the treaty on the final settlement", which "precludes the option of expanding the NATO zone into the East." In 1996, Russian Foreign Minister Andrei Kozyrev indicated his country's opposition to NATO enlargement. Russian President Boris Yeltsin signed the NATO-Russia Founding Act in May 1997, which affirms that "NATO and Russia do not consider each other as adversaries". The agreement states that "NATO has expanded and will continue to expand its political functions", and it refers to "new members". Though Yeltsin called NATO enlargement a mistake, he said "the negative consequences of NATO's enlargement will be reduced to the minimum through the NATO–Russia deal". Russia's December 1997 National Security Blueprint described NATO enlargement eastwards as "unacceptable" and a threat to Russian security.Russian officials argued that NATO expansion could bring alliance military infrastructure, including nuclear capabilities, closer to the Russian border, and isolate Kaliningrad. Russian military actions, including the First Chechen War, were among the factors driving Central and Eastern European countries, particularly those with memories of similar Soviet offensives, to push for NATO application and ensure their long-term security. Political parties reluctant to move on NATO membership were voted out of office, including the Bulgarian Socialist Party in 1997 and Slovak HZDS in 1998. Hungary's interest in joining was confirmed by a November 1997 referendum that returned 85.3% in favor of membership. During this period, wider forums for regional cooperation between NATO and its eastern neighbors were set up, including the North Atlantic Cooperation Council (later the Euro-Atlantic Partnership Council) and the Partnership for Peace.

While the other Visegrád members were invited to join NATO at its 1997 Madrid summit, Slovakia was excluded based on what several members considered undemocratic actions by nationalist Prime Minister Vladimír Mečiar. Romania and Slovenia were both considered for invitation in 1997, and each had the backing of a prominent NATO member, France and Italy respectively, but support for this enlargement was not unanimous between members, nor within individual governments, including in the US Congress. In an open letter to US President Clinton, more than forty foreign policy experts including Bill Bradley, Sam Nunn, Gary Hart, Paul Nitze, and Robert McNamara expressed their concerns about NATO enlargement as both expensive and unnecessary given the lack of a threat from Russia at that time. Hungary, Poland, and the Czech Republic officially joined NATO in March 1999.

Vilnius Group

In 1997, U.S. policy towards the Baltic States shifted towards active support for NATO membership, along with greater military participation and cooperation in Partnership for Peace exercises with the three states.

By the 1999 Washington summit NATO issued new guidelines for membership with individualized "Membership Action Plans" for Albania, Bulgaria, Estonia, Latvia, Lithuania, North Macedonia, Romania, Slovakia, and Slovenia in order to standardize the process for new members. In May 2000, these countries joined with Croatia to form the Vilnius Group in order to cooperate and lobby for common NATO membership, and by the 2002 Prague summit seven were invited for membership, which took place at the 2004 Istanbul summit. Slovenia had held a referendum on NATO the previous year, with 66% approving of membership.

Russia was particularly upset with the addition of the three Baltic states, the first countries that were part of the Soviet Union to join NATO. Russian troops had been stationed in Baltic states as late as 1995, and Russia had proposed alternative security, economic, and diplomatic arrangements in the late 90s, but the goals of European integration and NATO membership remained attractive for the Baltic states. Rapid investments in their own armed forces showed a seriousness in their desire for membership, and participation in NATO-led post-9/11 operations, particularly by Estonia in Afghanistan, won the three countries key support from individuals like US Senator John McCain, French President Jacques Chirac, and German Chancellor Gerhard Schröder. A 2006 study in the journal Security Studies argued that the NATO enlargements in 1999 and 2004 contributed to democratic consolidation in Central and Eastern Europe.

Adriatic Charter

Croatia also started a Membership Action Plan at the 2002 summit, but was not included in the 2004 enlargement. In May 2003, it joined with Albania and Macedonia to form the Adriatic Charter to support each other in their pursuit of membership. Croatia's prospect of membership sparked a national debate on whether a referendum on NATO membership needed to be held before joining the organization. Croatian Prime Minister Ivo Sanader ultimately agreed in January 2008, as part of forming a coalition government with the HSS and HSLS parties, not to officially propose one. Albania and Croatia were invited to join NATO at the 2008 Bucharest summit that April, though Slovenia threatened to hold up Croatian membership over their border dispute in the Bay of Piran. Slovenia did ratify Croatia's accession protocol in February 2009, before Croatia and Albania both officially joined NATO just before the 2009 Strasbourg–Kehl summit, with little opposition from Russia.

Montenegro declared independence on 3 June 2006; the new country subsequently joined the Partnership for Peace program at the 2006 Riga summit and then applied for a Membership Action Plan on 5 November 2008, which was granted in December 2009. Montenegro also began full membership with the Adriatic Charter of NATO aspirants in May 2009. NATO formally invited Montenegro to join the alliance on 2 December 2015, with negotiations concluding in May 2016; Montenegro joined NATO on 5 June 2017.

Macedonia joined the Partnership for Peace in 1995, and commenced its Membership Action Plan in 1999, at the same time as Albania. At the 2008 Bucharest summit, Greece blocked a proposed invitation because it believed that the official name it was using at the time, "Republic of Macedonia," implied territorial aspirations toward its own region of Greek Macedonia. NATO nations agreed that the country would receive an invitation upon resolution of the Macedonia naming dispute. Macedonia sued Greece at the International Court of Justice (ICJ) over Greece's veto of Macedonia's NATO membership. Macedonia was part of the Vilnius Group, and had formed the Adriatic Charter with Croatia and Albania in 2003 to better coordinate NATO accession.

In June 2017, Macedonian Prime Minister Zoran Zaev signaled he would consider alternative names for the country in order to strike a compromise with Greece, settle the naming dispute and lift Greek objections to Macedonia joining the alliance. The naming dispute was resolved with the Prespa Agreement in June 2018 under which the country adopted the name North Macedonia, which was supported by a referendum in September 2018. NATO invited North Macedonia to begin membership talks on 11 July 2018; formal accession talks began on 18 October 2018. NATO's members signed North Macedonia's accession protocol on 6 February 2019. Most countries ratified the accession treaty in 2019, with Spain ratifying its accession protocol in March 2020. The Sobranie also ratified the treaty unanimously on 11 February 2020, before North Macedonia became a NATO member state on 27 March 2020.

Finland and Sweden

In 1949, Sweden chose not to join NATO and declared a security policy aiming for non-alignment in peace and neutrality in war. This position was maintained without much discussion during the Cold War. During this time, Finland's relationship with NATO and the Soviet Union followed the Paasikivi–Kekkonen doctrine, whereby the country joined neither the Western nor Eastern blocs. Following the dissolution of the Soviet Union in 1991, both countries joined NATO's Partnership for Peace in 1994 and provided peacekeeping forces to various NATO missions, including Kosovo (KFOR) and Afghanistan (ISAF) in the early 2000s.

Russia's annexation of Crimea from Ukraine in 2014 and subsequent full-scale invasion of Ukraine in 2022 led both countries to revisit their security and defence policies. Opinion polls in both countries shortly after the 2022 invasion for the first time showed clear majorities supported joining NATO. The major political parties in both also re-evaluated their positions on NATO membership, with many moving to either support membership or drop long-standing opposition. On 15 May 2022, Finland's Prime Minister Marin and President Niinistö together announced that Finland would apply for NATO membership, while Swedish Prime Minister Magdalena Andersson announced that Sweden would do the same the following day. Formal applications for membership were jointly submitted by both countries on 18 May 2022.

Turkey, however, opposed the start of accession negotiations for Finland and Sweden over multiple issues, most notably their claim that Finland and Sweden supported the Kurdish groups like the PKK, PYD, and YPG, which Turkey views as terrorists, and the followers of Fethullah Gülen, whom Turkey accused of orchestrating the unsuccessful 2016 Turkish coup d'état attempt. Accession negotiations only began following the signing of a tripartite memorandum between Finland, Sweden, and Turkey during the NATO summit in Madrid in June 2022. That memorandum allowed for formal invitations and for the ratification process to begin the following month, and by that October, only Hungary and Turkey had not approved the pair's applications.

Negotiations between the countries continued, and in February 2023, Turkish President Recep Tayyip Erdoğan announced that he now had a positive view of Finland's membership, but still a negative view of Sweden's. After the Hungarian and Turkish parliaments both approved Finland's application in March, Finland became a member of the alliance on 4 April 2023, the 74th anniversary of the North Atlantic Treaty being signed. Turkey and Sweden finally came to an understanding in early 2024, allowing Sweden to become the 32nd member of the alliance on 7 March 2024.

According to the Russian defence minister Sergei Shoigu, Finland's accession to NATO significantly increased the risk of a wider conflict in Europe. The move doubled the length of the border that the North Atlantic Treaty Organization shares with Russia. Russian President Vladimir Putin, however, has consistently dismissed Finland's and Sweden's accession to NATO, stating it poses "no threat to Russia".

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