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Atlantic slave trade

Slave trade between Africa and the West

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Reproduction of a handbill advertising a slave auction, in Charleston, South Carolina, in 1769.
Unknown author Unknown author · Public domain

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Through Americas, Plantation and Dutch colonial empire

The Americas had, after Australia, a much lower population density than other inhabited continents. Exploitation by the European conquerors of these lands needed a workforce, but the sparse indigenous population was shrinking due to European diseases. Demand for labour could not be met by Europeans, who were reluctant to emigrate at this early stage. The solution was the same used for the sugar plantations of Madeira and Canary Islands c. 1450: slaves brought from Africa. Slaves were sold in the Americas to work on coffee, tobacco, cocoa, sugar, and cotton plantations, gold and silver mines, rice fields, the construction industry, cutting timber for ships, as skilled labour, and as domestic servants. The first enslaved Africans sent to the English colonies were classified as indentured servants, with legal standing similar to contract-based workers from Britain and Ireland. By the middle of the 17th century, slavery had hardened as a racial caste, with African slaves and their future offspring legally the property of their owners, as children born to slave mothers were also slaves (partus sequitur ventrem). As property, the people were considered merchandise or units of labour, and sold at markets with other goods and services, their prices determined by their health and expected productivity.

The major Atlantic slave trading nations, in order of trade volume, were Portugal, Britain, Spain, France, the Netherlands, the United States, and Denmark. The largest slave trading ports were in South America, with New World-based ships probably carrying more enslaved people from Africa than those travelling in ships with a home port in Europe. The current estimate is that about 12.75 million Africans were loaded onto slave ships for transportation to the Americas. Of these, up to 2 million died during the voyage. About 8 million Africans were enslaved and remained on the African continent. Near the beginning of the 19th century, various governments acted to ban the trade, although illegal smuggling still occurred.

Background

Atlantic travel

The Atlantic slave trade developed after trade contacts were established between the "Old World" (Afro-Eurasia) and "New World" (the Americas). The ocean currents and prevailing winds of the Atlantic represented a barrier to return travel for seafarers who did not understand their pattern, whilst those with sufficient knowledge could use them as a tool to assist them. In the 15th century, European developments in seafaring technologies produced multi-masted sailing vessels with centre-line rudders, replacing the medieval cog and the Mediterranean round ship. This led to vessels more suited to Atlantic seafaring. Between 1600 and 1800, approximately 300,000 sailors engaged in the slave trade visited West Africa. In doing so, they came into contact with societies along the West African coast and in the Americas which they had never previously encountered. Pierre Chaunu termed the consequences of European navigation désenclavement, with it marking an end of isolation for some societies and an increase in inter-societal contact in maritime regions.

Historian John Thornton noted, "technical and geographical factors combined to make Europeans the most likely people to explore the Atlantic and develop its commerce". He identified these as being the drive to find profitable commercial opportunities outside Europe. There was the desire to create an alternative trade network to that controlled by the Muslim Ottoman Empire, which was viewed as a commercial, political and religious threat to European Christendom. European traders wanted to trade for gold, which could be found in West Africa, and find a maritime route to "the Indies" (India), where they could trade luxury goods such as spices, without having to obtain them from Islamic traders.

European overseas expansion led to contact between the Old and New Worlds, producing the Columbian exchange named after Christopher Columbus. It started the global silver trade from the 16th to 18th centuries, and involved the transfer of goods unique to one hemisphere to the other. Europeans brought cattle, horses, pigs, sheep, and chickens to the New World, and from the New World Europeans received turkeys, tobacco, potatoes, tomatoes, and maize. Other commodities becoming important in trade were the sugarcane, coffee, and cotton crops of the Americas, along with their gold and silver.

During the first wave of European colonization, although many Atlantic naval explorations were led by the Iberian conquistadors, members of many European nationalities were involved, including from Spain, Portugal, France, England, the Italian states, and the Netherlands. This diversity led Thornton to describe the "exploration of the Atlantic" as "a truly international exercise, even if many of the dramatic discoveries were made under the sponsorship of the Iberian monarchs". That gave rise to the myth that "the Iberians were the sole leaders of the exploration".

European slavery in Portugal and Spain

Slavery had existed in Portugal and Spain throughout recorded history. The Roman Empire had established its system of slavery in ancient times. Benjamin Isaac posits a proto-racism that existed among Greco-Roman people, referring to Aristotle's statement in his Politics that "slaves are subhuman or lesser men while masters are superior", to justify the inferior status of slaves. Since the fall of the Western Roman Empire, systems of slavery continued in the successor Islamic and Christian kingdoms of the Iberian Peninsula through the early modern era of the Atlantic slave trade. Arlindo Caldeira writes that in 1444, six caravels belonging to a consortium of seamen and merchants docked in Lagos with a cargo of 235 enslaved men, women, and children who had been captured in the Bay of Arguin in what is today Mauritania. These were mostly Muslim Berbers, but also, for the first time, included black-skinned people, likely from sub-Saharan Africa, who had been brought to North Africa over the Trans-Saharan caravan routes. Caldeira says "historians recognized this episode as the beginning of the Atlantic slave trade", although ships in Prince Henry the Navigator's fleet had been bringing enslaved persons from West Africa since 1441. The Portuguese established their first trading post as early as 1448 at Arguin, and in 1455 built a fortress to defend the Portuguese merchants settled there.

In the Middle Ages, religion and not race was a determining factor for who was considered to be a legitimate target of slavery. While Christians did not enslave Christians and Muslims did not enslave Muslims, both allowed the enslavement of people they regarded as heretics or insufficient in their religion. This allowed Catholic Christians to enslave Orthodox Christians, and Sunni Muslims to enslave Shia Muslims. Christians and Muslims approved of enslaving pagans, who came to be a preferred and comparatively profitable target of the slave trade, though on a much smaller scale than the trade in sub-Saharan Black African slaves. White slavery was notable throughout the 14th and 15th centuries, and white slaves were one of the largest slave populations. The slaves sold in Spain during medieval times came from the Black Sea area and the Balkans via the Balkan slave trade and the Black Sea slave trade.

In the 15th century, the Balkan slave trade was taken over by the Ottoman Empire, and the Black Sea slave trade, supplanted by the Crimean slave trade, was closed off from Europe. Spain and Portugal replaced this source of slaves by importing slaves from the conquered Canary Islands and then from mainland Africa. The mainland trade was initially from Arab slave traders, via the Trans-Saharan slave trade from Libya, and then from the African West coast through Portuguese outposts, which developed into the Atlantic slave trade and expanded after the establishment of plantations in the Americas.

By this time, Europeans were using both race and religion as a justification to purchase enslaved sub-Saharan Africans. An increase of enslaved African people from Senegal occurred in the Iberian Peninsula in the 15th century. As the number of Senegalese slaves grew larger, Europeans developed terminologies that associated slavery with skin color. The largest numbers of enslaved Africans were held in Andalusian towns, especially Seville. Colin A. Palmer says, "In 1479 the Spaniards signed the Treaty of Alcáçovas with the Portuguese, granting traders in that country the right to supply Spaniards with enslaved Africans."

Europeans enslaved Muslims and people practicing other religions as a justification to Christianise them. In 1452, Pope Nicholas V issued the papal bull Dum Diversas which gave the King of Portugal the right to enslave non-Christians in perpetual slavery. Thomas says "[t]his clause was obviously intended to include the natives of West Africa." In 1454, Pope Nicholas issued Romanus Pontifex, which laid the foundation for doctrines supportive of empire building.

According to Thomas, conversos, former Jews who had been forcibly converted to Christianity, financed much of the slave trade in Lisbon during the 16th and 17th centuries. He writes that one can speculate how far Muslim mullah-merchants controlled the medieval trade in Black Africans across the Sahara before Portuguese ships were seen in West Africa. In New Spain, Spaniards applied the concept of limpieza de sangre (blood purity) to Africans and Native Americans. Believing their ancestries to be impure even though they might be "New Christians", the Spaniards created a racial caste system, with Black blood more often considered a blemish on a person's lineage.

Ellen Yvonne Simms cites Morner's proposition of three main types of social stratification in colonial New Spain: a caste system, in which membership was set by birth, the estate system, a hierarchy in which rank was determined by customs and laws, and a class system based mainly on economic disparity which allowed upward social mobility. According to Simms, their racist ideology allowed the Spaniards to build a society in colonial New Spain based on racial distinctions, with a white Spanish elite minority controlling all its social, economic, and political aspects, and dominating a large indigenous population alongside the numerous enslaved Blacks who remained at the bottom of the social hierarchy.

African slavery

Slavery was prevalent in many parts of Africa for many centuries before the Atlantic slave trade. Claire C Robertson writes that while chattel systems aimed to sustain a permanent underclass available for cheap labor, African slavery "historically did not conform to a typical chattel slavery model but was highly varied, especially for women." Historians of African slavery have now generally absorbed the Miers and Kopytoff concept of slavery as a continuum of statuses rather than as a monolith, and discarded chattel slavery as the paradigm of all slavery. Slavery remained a significant part of the African economy after slave exports declined and then collapsed in the second half of the 19th century. Consequently, slaves were used more widely in the African economy.

Millions of enslaved Africans were transported to other parts of Africa, or exported to Europe and Asia prior to the Atlantic slave trade and the European colonization of the Americas. The Trans-Saharan slave trade across the Sahara had functioned since antiquity, and continued until the 20th-century. Slaves from eastern Sudan, Somalia, and Ethiopia were marched in shackles to the coast and packed into dhows and trafficked across the Red Sea or the Gulf of Aden to markets in Arabia, the Persian Gulf, and the Indian Ocean.

Yves Beigbeder says 5.15 million slaves were sold in Muslim countries from the 16th to the 19th centuries, and cites Roger Botte's estimate that until the 20th century from 12 to 15 million Africans were sold in the Arab slave trade. Raymond Mauny estimates a total of 14 million Black slaves were traded in Muslim countries through the 20th century, including 300,000 for part of the 20th century.

According to John K. Thornton, Europeans usually bought enslaved people who had been captured in endemic warfare between African states. People living around the Niger River would be transported from these markets to the coast and sold in European trading ports, in exchange for muskets and manufactured goods such as cloth or alcohol. The European demand for slaves provided a new and larger market for the already existing trade. While those held as slaves in their region of Africa could hope to escape, those shipped away had little chance of returning to their homeland.

European activity

According to Michael A. Gomez, after Muslim rule in Portugal ended in 1250, labourers became scarce when the Muslim populace fled to Granada and the supply of prisoners of war ceased. The Portuguese then began to replace their labour force with West Africans they purchased from Muslim traders. Portuguese activity in the Atlantic trade can be said to have begun with Prince Henry the Navigator, who initiated exploration further south along the West African coast. In 1441 Nuno Tristão and Antão Gonçalves reached Cape Blanc, where they took prisoner eleven Tuareg (Berber) men and one Black woman. The captives were first taken to Portugal and then were returned to West Africa and exchanged for gold dust, ten Black persons, and ostrich eggs.

Upon discovering new lands, European colonisers began to migrate to and settle in lands outside their native continent. Off the coast of Africa, European migrants, under the directions of the Kingdom of Castile, invaded and colonised the Canary Islands during the 15th century, where they converted much of the land to the production of wine and sugar. They captured native Canary Islanders, the Guanches, to use as slaves on the islands and across the Christian Mediterranean.

Historian John Thornton remarks, "the actual motivation for European expansion and for navigational breakthroughs was little more than to exploit the opportunity for immediate profits made by raiding and the seizure or purchase of trade commodities". Using the Canary Islands as a naval base, Europeans moved their activities down the west coast of Africa, performing raids in which slaves would be captured to be sold in the Mediterranean. Although initially successful, "it was not long before African naval forces were alerted to the new dangers, and the Portuguese [raiding] ships began to meet strong and effective resistance", with the crews of several being killed by African sailors, whose boats were better equipped at traversing the west-central African coasts and river systems. From 1460 to 1500, the removal of Africans increased as Portugal and Spain built forts along the coast of West Africa. The enslaved Africans worked as domestic servants, artisans, and farmers. Other Africans were taken to work the sugar plantations on the Azores, Madeira, and the Canary and Cape Verde islands. Europeans participated in African enslavement for religious, labour, and profit motives.

Ivana Elbl says that "although slaves were the most common merchandise in the Portuguese-dominated opening period of the seaborne trade between Europe and Africa, relatively little conclusive information is available on their overall numbers." She has attempted to reconstruct annual export volumes for the period 1450–1521 from contemporary records including customs registers of the Portuguese Crown and trade ledgers, and gives an estimated total volume of this early Atlantic Slave Trade as an average of 2,164 slaves shipped per year and a total of 155,800 for the period.

By 1494, the Portuguese king had entered agreements with the rulers of West African states that allowed trade, enabling the Portuguese to connect with the "well-developed commercial economy in Africa ... without engaging in hostilities". "Peaceful trade became the rule all along the African coast", although there were exceptions when aggression led to violence. For instance, Portuguese traders attempted to conquer the Bissagos Islands in 1535.

Other European nations followed the examples of Spain and Portugal. In 1530, an English merchant from Plymouth, William Hawkins, visited the Guinea Coast and left with slaves. In 1564, Hawkin's son John Hawkins sailed to the Guinea Coast; his voyage was supported by Elizabeth I. He sailed with four ships crewed by only 150 men, and acquired more than 400 slaves on the coast of Sierra Leone, partly by direct capture and partly by purchase from the Portuguese. He left the African coast on 29 January 1565, and reached Borburata in Venezuela on 3 April.

In 1571, Portugal, supported by the Kingdom of Kongo, took control of the southwest region of Angola to secure its threatened economic interest in the area. Although Kongo joined a coalition in 1591 to force the Portuguese out, Portugal had secured a foothold that it occupied until the 20th century. Despite these incidents of violence between African and European forces, many African states ensured trade went on in their own terms, by imposing custom duties on foreign ships. For example, in 1525, the Kongolese King Afonso I seized a French vessel and its crew for illegally trading on his coast. Afonso complained to the king of Portugal that Portuguese slave traders continued to kidnap his people, causing depopulation.

The historian David Eltis has generated a dataset to draw the broad outlines of the transatlantic slave trade by reconstructing transatlantic links. He submits that if his estimates of the traffic are correct, then more than half of all Portuguese slaving voyages are included. His data indicates the total number of slaves carried to the Americas in Portuguese vessels during the period 1601–1650 as 439,500, derived by adding 252,000 departures for the Spanish Americas and 187,500 for Brazil. This total would be reduced by an estimated 20 percent mortality rate on the shorter South Atlantic route.

Nzinga, who ruled as queen of the Ambundu Kingdoms of Ndongo (1624–1663) and Matamba (1631–1663) in present-day Angola, fought a war against the Portuguese Empire's expansion. Initially, Nzinga accommodated the Portuguese. She converted to Christianity and repositioned the Ndongo Kingdom as an intermediary in the slave trade, rather than a source for slaves. This provided her with an ally against hostile neighbouring African Kingdoms; however, the Portuguese continued to encroach on her kingdom to expand their slave trade and establish settlements. Nzinga called for an end to the raids, but the Portuguese declared war on Ndongo in 1626. She allowed sanctuary to runaway slaves from Portuguese controlled territory and organised a youth military organization called kilombo against them. Within two years, her army was defeated and she went into exile. She later conquered the Kingdom of Matamba and entered into an alliance with the Dutch West India Company and former rival African states. With their help, Nzinga was able to reclaim large parts of Ndongo between 1641 and 1647. She continued to fight the Portuguese until a peace treaty was signed in 1656.

Historians have long debated the nature of the relationship between African kingdoms and European traders. The Guyanese historian Walter Rodney (1972) argued it was an unequal relationship, with Africans being forced into a "colonial" trade with the more economically developed Europeans, exchanging raw materials and slaves for manufactured goods. He argued it was this trade dating back to the 16th century that led to Africa being underdeveloped in his time. This idea of an unequal relationship was contested by John Thornton, who argued that "the Atlantic slave trade was not nearly as critical to the African economy as these scholars believed" and "African manufacturing [at this period] was more than capable of handling competition from preindustrial Europe". However, Anne Bailey, commenting on Thornton's suggestion that Africans and Europeans were equal partners in the Atlantic slave trade, wrote:

[T]o to see Africans as partners implies equal terms and equal influence on the global and intercontinental processes of the trade. This was simply not the case. Africans had great influence on the processes of enslavement on the continent itself, but they had no direct influence on the engines behind the trade in the capital firms, the shipping and insurance companies of Europe and America, or on the plantation system in the Americas. Likewise, they did not wield any influence on the budding manufacturing centers of the West.

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