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Protoceratops

Genus of Dinosaur (fossil)

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Protoceratops andrewsi skeleton at Carnegie Museum of Natural History .
Tadek Kurpaski from London, Poland · CC BY 2.0

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Through Evolution, Display (zoology) and Protection

Protoceratops were small ceratopsians, up to 2–2.5 m (6.6–8.2 ft) long and around 62–104 kg (137–229 lb) in body mass. While adults were largely quadrupedal, juveniles had the capacity to walk around bipedally if necessary. They were characterized by a proportionally large skull, short and stiff neck, and neck frill. The frill was likely used for display or intraspecific combat, as well as protection of the neck and anchoring of jaw muscles. A horn-like structure was present over the nose, which varied from a single structure in P. andrewsi to a double, paired structure in P. hellenikorhinus. The "horn" and frill were highly variable in shape and size across individuals of the same species, but there is no evidence of sexual dimorphism. They had a prominent parrot-like beak at the tip of the jaws. P. andrewsi had a pair of cylindrical, blunt teeth near the tip of the upper jaw. The forelimbs had five fingers of which only the first three bore wide and flat unguals. The feet were wide and had four toes with flattened, shovel-like unguals, which would have been useful for digging through the sand. The hindlimbs were longer than the forelimbs. The tail was long and had an enigmatic sail-like structure, which may have been used for display, swimming, or metabolic reasons.

Protoceratops, like many other ceratopsians, were herbivores equipped with prominent jaws and teeth suited for chopping foliage and other plant material. They are thought to have lived in highly sociable groups of mixed ages. They appear to have cared for their young. They laid soft-shelled eggs, a rare occurrence in dinosaurs. During maturation, the skull and neck frill underwent rapid growth. Protoceratops were hunted by Velociraptor, and one particularly famous specimen (the Fighting Dinosaurs) preserves a pair of them locked in combat. Protoceratops used to be characterized as nocturnal because of the large scleral ring around the eye, but they are now thought to have been cathemeral (active at dawn and dusk).

History of discovery

In 1900 Henry Fairfield Osborn suggested that Central Asia may have been the center of origin of most animal species, including humans, which caught the attention of explorer and zoologist Roy Chapman Andrews. This idea later gave rise to the First (1916 to 1917), Second (1919) and Third (1921 to 1930) Central Asiatic Expeditions to China and Mongolia, organized by the American Museum of Natural History under the direction of Osborn and field leadership of Andrews. The team of the third expedition arrived in Beijing in 1921 for the final preparations and started working in the field in 1922. During late 1922 the expedition explored the famous Flaming Cliffs of the Shabarakh Usu region of the Djadokhta Formation, Gobi Desert, now known as the Bayn Dzak region. On 2 September, the photographer James B. Shackelford discovered a partial juvenile skull—which would become the holotype specimen (AMNH 6251) of Protoceratops—in reddish sandstones. It was subsequently analyzed by the paleontologist Walter W. Granger who identified it as reptilian. On 21 September, the expedition returned to Beijing, and even though it was set up to look for remains of human ancestors, the team collected numerous dinosaur fossils and thus provided insights into the rich fossil record of Asia. Back in Beijing, the skull Shackelford had found was sent to the American Museum of Natural History for further study, after which Osborn reached out to Andrews and team via cable, notifying them about the importance of the specimen.

In 1923 the expedition again prospected the Flaming Cliffs, this time discovering even more specimens of Protoceratops and also the first remains of Oviraptor, Saurornithoides and Velociraptor. Most notably, the team discovered the first fossilized dinosaur eggs near the holotype of Oviraptor and given how abundant Protoceratops was, the nest was attributed to this taxon. This would later result in the interpretation of Oviraptor as an egg-thief. In the same year, Granger and William K. Gregory formally described the new genus and species Protoceratops andrewsi based on the holotype skull. The specific name, andrewsi, is in honor of Andrews for his prominent leadership during the expeditions. They identified Protoceratops as an ornithischian dinosaur closely related to ceratopsians representing a possible common ancestor between ankylosaurs and ceratopsians. Since Protoceratops was more primitive than any other known ceratopsian at that time, Granger and Gregory coined the new family Protoceratopsidae, mostly characterized by the lack of horns. The co-authors also agreed with Osborn that Asia, if more thoroughly explored, could solve many major evolutionary gaps in the fossil record. Although not stated in the original description, the generic name, Protoceratops, is intended to mean "first horned face" as it was believed that Protoceratops represented an early ancestor of ceratopsids. Other researchers immediately noted the importance of the Protoceratops finds, and the genus was hailed as the "long-sought ancestor of Triceratops". Most fossils were in an excellent state of preservation with even scleral rings (delicate ocular bones) preserved in some specimens, quickly making Protoceratops one of the best-known dinosaurs from Asia.

After spending much of 1924 making plans for the next fieldwork seasons, in 1925 Andrews and team explored the Flaming Cliffs yet again. During this year more eggs and nests were collected, alongside well-preserved and complete specimens of Protoceratops. By this time, Protoceratops had become one of the most abundant dinosaurs of the region with more than 100 specimens known, including skulls and skeletons of multiple individuals at different growth stages. Though more remains of Protoceratops were collected in later years of the expeditions, they were most abundant in the 1922 to 1925 seasons. Gregory and Charles C. Mook published another description of Protoceratops in 1925, discussing its anatomy and relationships. Thanks to the large collection of skulls found in the expeditions, they concluded that Protoceratops represented a ceratopsian more primitive than ceratopsids and not an ankylosaur-ceratopsian ancestor. In 1940, Barnum Brown and Erich Maren Schlaikjer described the anatomy of P. andrewsi in extensive detail using newly prepared specimens from the Asiatic expeditions.

In 1963, the Mongolian paleontologist Demberelyin Dashzeveg reported the discovery of a new fossiliferous locality of the Djadokhta Formation: Tugriken Shireh. Like the neighbouring Bayn Dzak, this new locality contained an abundance of Protoceratops fossils. During the 1960s to 1970s, Polish-Mongolian and Russian-Mongolian paleontological expeditions collected new, partial to complete specimens of Protoceratops at this locality, making this dinosaur species a common occurrence in Tugriken Shireh. Since its discovery, the Tugriken Shireh locality has yielded some of the most significant specimens of Protoceratops, such as the Fighting Dinosaurs, in situ individuals—a preservation condition also known as "standing" individuals or specimens in some cases—, authentic nests, and small herd-like groups. Specimens from this locality are usually found in articulation, suggesting possible mass mortality events.

Stephan N. F. Spiekman and colleagues reported a partial P. andrewsi skull (RGM 818207) in the collections of the Naturalis Biodiversity Center, Netherlands in 2015. Since Protoceratops fossils are only found in the Gobi Desert of Mongolia and this specimen was likely discovered during the Central Asiatic Expeditions, the team concluded that this skull was probably acquired by Delft University between 1940 and 1972 as part of a collection transfer.

Species and synonyms

Protoceratopsid remains were recovered in the 1970s from the Khulsan locality of the Barun Goyot Formation, Mongolia, during the work of several Polish-Mongolian paleontological expeditions. In 1975, Polish paleontologists Teresa Maryańska and Halszka Osmólska described a second species of Protoceratops which they named P. kozlowskii. This new species was based on the Khulsan material, mostly consisting of juvenile skull specimens. The specific name, kozlowskii, is in tribute to the Polish paleontologist Roman Kozłowski. They also named the new genus and species of protoceratopsid Bagaceratops rozhdestvenskyi, known from specimens of the nearby Hermiin Tsav locality. In 1990 the Russian paleontologist Sergei Mikhailovich Kurzanov referred additional material from Hermiin Tsav to P. kozlowskii. However, he noted that there were enough differences between P. andrewsi and P. kozlowskii, and erected the new genus and combination Breviceratops kozlowskii. Though Breviceratops has been regarded as a synonym and juvenile stage of Bagaceratops, Łukasz Czepiński in 2019 concluded that the former has enough anatomical differences to be considered as a separate taxon.

In 2001 Oliver Lambert with colleagues named a new and distinct species of Protoceratops, P. hellenikorhinus. The first known remains of P. hellenikorhinus were collected from the Bayan Mandahu locality of the Bayan Mandahu Formation, Inner Mongolia, in 1995 and 1996 during Sino-Belgian paleontological expeditions. The holotype (IMM 95BM1/1) and paratype (IMM 96BM1/4) specimens consist of large skulls lacking body remains. The holotype skull was found facing upwards, a pose that has been reported in Protoceratops specimens from Tugriken Shireh. The specific name, hellenikorhinus, is derived from Greek hellenikos (meaning Greek) and rhis (meaning nose) in reference to its broad and angular snout, which is reminiscent of the straight profiles of Greek sculptures. In 2017 abundant protoceratopsid material was reported from Alxa near Bayan Mandahu, and it may be preferable to P. hellenikorhinus.

Viktor Tereshchenko and Vladimir R. Alifanov in 2003 named a new protoceratopsid dinosaur from the Bayn Dzak locality, Bainoceratops efremovi. This genus was based on a few dorsal (back) vertebrae that were stated to differ from those of Protoceratops. In 2006 North American paleontologists Peter Makovicky and Mark A. Norell suggested that Bainoceratops may be synonymous with Protoceratops as most of the traits used to separate the former from the latter have been reported from other ceratopsians including Protoceratops itself, and they are more likely to fall within the wide intraspecific variation range of the concurring P. andrewsi. The authors Brenda J. Chinnery and Jhon R. Horner in 2007 during their description of Cerasinops stated that Bainoceratops, along with other dubious genera, was determined to be either a variant or immature specimen of other genera. Based on this reasoning, they excluded Bainoceratops from their phylogenetic analysis.

Eggs and nests

As part of the Third Central Asiatic Expedition of 1923, Andrews and team discovered the holotype specimen of Oviraptor in association with some of the first known fossilized dinosaur eggs (nest AMNH 6508), in the Djadokhta Formation. Each egg was elongated and hard-shelled, and due to the proximity and high abundance of Protoceratops in the formation, these eggs were believed at the time to belong to this dinosaur. This resulted in the interpretation of the contemporary Oviraptor as an egg predatory animal, an interpretation also reflected in its generic name. In 1975, the Chinese paleontologist Zhao Zikui named the new oogenera Elongatoolithus and Macroolithus, including them in a new oofamily: the Elongatoolithidae. As the name implies, they represent elongated dinosaur eggs, including some of referred ones to Protoceratops.

In 1994 the Russian paleontologist Konstantin E. Mikhailov named the new oogenus Protoceratopsidovum from the Barun Goyot and Djadokhta formations, with the type species P. sincerum and additional P. fluxuosum and P. minimum. This ootaxon was firmly stated as belonging to protoceratopsid dinosaurs since they were the predominant dinosaurs where the eggs were found and some skeletons of Protoceratops were found in close proximity to Protoceratopsidovum eggs. More specifically, Mikhailov stated that P. sincerum and P. minimum were laid by Protoceratops, and P. fluxuosum by Breviceratops.

However, also during 1994, Norell and colleagues reported and briefly described a fossilized theropod embryo inside an egg (MPC-D 100/971) from the Djadokhta Formation. They identified this embryo as an oviraptorid dinosaur and the eggshell, upon close examination, turned out be that of elongatoolithid eggs and thereby the oofamily Elongatoolithidae was concluded to represent the eggs of oviraptorids. This find proved that the nest AMNH 6508 belonged to Oviraptor and rather than an egg-thief, the holotype was actually a mature individual that perished brooding the eggs. Moreover, phylogenetic analyses published in 2008 by Darla K. Zelenitsky and François Therrien have shown that Protoceratopsidovum represents the eggs of a maniraptoran more derived than oviraptorids and not Protoceratops. The description of the eggshell of Protoceratopsidovum has further confirmed that they in fact belong to a maniraptoran, possibly deinonychosaur taxon.

Nevertheless, in 2011 an authentic nest of Protoceratops was reported and described by David E. Fastovsky and colleagues. The nest (MPC-D 100/530) containing 15 articulated juveniles was collected from the Tugriken Shireh locality of the Djadokhta Formation during the work of Mongolian-Japanese paleontological expeditions. Gregory M. Erickson and team in 2017 reported an embryo-bearing egg clutch (MPC-D 100/1021) of Protoceratops from the also fossiliferous Ukhaa Tolgod locality, discovered during paleontological expeditions of the American Museum of Natural History and Mongolian Academy of Sciences. This clutch comprises at least 12 eggs and embryos with only 6 embryos preserving nearly complete skeletons. Norell with colleagues in 2020 examined fossilized remains around the eggs of this clutch which indicate a soft-shelled composition.

Fighting Dinosaurs

The Fighting Dinosaurs specimen preserves a Protoceratops (MPC-D 100/512) and Velociraptor (MPC-D 100/25) fossilized in combat and provides an important window regarding direct evidence of predator-prey behavior in non-avian dinosaurs. In the 1960s and early 1970s, many Polish-Mongolian paleontological expeditions were conducted to the Gobi Desert with the objective of fossil findings. In 1971, the expedition explored several localities of the Djadokhta and Nemegt formations. During fieldwork on 3 August several fossils of Protoceratops and Velociraptor were found at the Tugriken Shire locality (Djadokhta Formation) including a block containing one of each. The individuals in this block were identified as a P. andrewsi and V. mongoliensis. Although the conditions surrounding their burial were not fully understood, it was clear that they died simultaneously in a struggle.

The specimen, nicknamed the "Fighting Dinosaurs", has been examined and studied by numerous researchers and paleontologists, and there are various opinions on how the animals were buried and preserved altogether. Though a drowning scenario has been proposed by Barsbold, such a hypothesis is considered unlikely given the arid paleoenvironments of the Djadokhta Formation. It is generally thought that they were buried alive by a sandstorm or a collapsed dune.

Skin impressions and footprints

During the Third Central Asiatic Expedition in 1923, a nearly complete Protoceratops skeleton (specimen AMNH 6418) was collected at the Flaming Cliffs. Unlike other specimens, it was discovered in a rolled-up position with its skull preserving a thin, hard, and wrinkled layer of matrix (surrounding sediments). This specimen was later described in 1940 by Brown and Schlaikjer, who discussed the nature of the matrix portion. They stated that this layer had a very skin-like texture and covered mostly the left side of the skull from the snout to the neck frill. Brown and Schlaikjer discarded the idea of possible skin impressions as this skin-like layer was likely a product of the decay and burial of the individual, making the sediments become highly attached to the skull.

The potential importance of these remains were unrecognized or given attention, and by 2020 the specimen has already been completely prepared losing all traces of this skin-like layer. Some elements were damaged in the process such as the rostrum. In 2022 Phil R. Bell and colleagues briefly described these potential soft tissues based on the photographs provided by Brown and Schlaikjer, as well as other ceratopsian soft tissues. However, although the initial perception was that the entire skin-like layer had been removed, photographs shared by Czepiński during the same year have revealed that the right side of the skull remains intact, retaining much of this layer and pending further analysis.

Also from the context of the Polish-Mongolian paleontological expeditions, in 1965 an articulated subadult Protoceratops skeleton (specimen ZPAL Mg D-II/3) was collected from the Bayn Dzak locality of the Djadokhta Formation. In the 2000s during the preparation of the specimen, a fossilized cast of a four-toed digitigrade footprint was found below the pelvic girdle. This footprint was described in 2012 by Grzegorz Niedźwiedzki and colleagues who considered it to represent one of the first reported finds of a dinosaur footprint in association with an articulated skeleton, and also the first one reported for Protoceratops. The limb elements of the skeleton of ZPAL Mg D-II/3 were described in 2019 by paleontologists Justyna Słowiak, Victor S. Tereshchenko and Łucja Fostowicz-Frelik. Tereshchenko in 2021 fully described the axial skeleton of this specimen.

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