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Genetic and anthropometric studies on Thai people

Overview of genetic and anthropometric research on the population of Thailand

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The origin of Tai-Kadai speakers in mainland Southeast Asia is dated differently in the genetic and linguistic studies. A dated tree of the family's languages places their spread into mainland Southeast Asia within the last 2,000 years and gives the Guangxi–Guangdong coast as the most likely starting point. A study of maternal lineages from nineteen Tai-speaking populations instead places their formation in southern Yunnan. Other genetic studies have examined the question using both maternal and paternal lineages and whole genomes. The mid-20th-century view that made the Yunnan kingdom of Nanzhao a centre of Tai expansion has since been rejected. Ancient genomes associate the arrival of East Asian-related ancestry with the spread of farming. The authors interpret this as admixture with resident populations rather than population replacement. The hunter-gatherer populations present before this transition are genetically closest to the Onge of the Andaman Islands.

Genetic variation is not distributed evenly among the populations studied. Austroasiatic-speaking populations differ from one another by about twice as much as Tai-Kadai populations in repeated sequences, and the difference is even greater in Y chromosome variation. At the other end of the spectrum, the Mlabri are among the most genetically uniform populations studied in the region, while the Maniq of the far south carry maternal lineages that diverged early in the human genetic tree. Evidence of South Asian-related ancestry has also been found in central and southern populations and among the Mon, with estimates placing its arrival between about 500 and 1,200 years ago. These differences have also been relevant to forensic research: reference databases based on Thai samples show differences from neighbouring Asian populations both in the lineages represented and in their frequencies. Similarly, variants of immune-system genes associated with severe drug reactions occur at frequencies that differ substantially from those reported in European and North American reference populations.

Background

Studies of Thailand's populations group them by the family their language belongs to: Tai-Kadai, Austroasiatic, Sino-Tibetan, Hmong-Mien and Austronesian. Tai and Thai are not interchangeable. Tai is one of five branches of the first of those families. That family, also called Kra-Dai, has close to 100 million speakers across South China, mainland Southeast Asia and northeastern India. The reverse does not hold either: the Lao Isan of the northeast hold Thai citizenship and are described as ethnically Lao. How those languages and their speakers reached the country has been read from paternal and maternal lineages, from whole genomes, and from the languages themselves, and the readings do not all agree.

Terminology: Tai, Thai, Siam, and Xian

In English, Tai refers to speakers of languages in the Tai family, most of whom, particularly speakers of Southwestern Tai languages, call themselves Tai or a cognate. Thai now refers to citizens of Thailand and, more narrowly, to the Siamese. Xiān was also used in historical Vietnamese and Chinese sources for polities or peoples in the Chao Phraya basin.

Siam is a loanword rather than a native Tai term. A 2024 study connects it with shan in Burmese, sem in Mon, and siem in Khmer, and argues that these terms were applied by outsiders to speakers of Tai languages who called themselves Tai. Burmese and Mon usage could cover both Thai and Lao, while Shan and Lao could denote political status rather than descent. The linguistic distinction is also reflected in Thai: Siam follows Pali and Sanskrit word order, whereas Thai follows native Thai word order. Before the 19th century, Tai and Lao also had multiple meanings. Tai could refer either to an inhabitant of a place or to a free person, in contrast to a slave, and the Sukhothai inscription traditionally dated to 1292 uses the term in both senses. In the same period, Lao could mean a lord or ruler. The terms may therefore have described social status rather than ancestry or descent.

The earliest attestations of Siam and Thai are uncertain. A 1949 study identified syam on the bas-reliefs of Angkor Wat, dated to about 1150, where Khmer inscriptions refer to mercenaries as syam-kuk. A 1988 study instead dates the term to Old Khmer inscriptions from 611, where it probably denotes a place in the lower Chao Phraya basin and possibly its inhabitants. It cautions that the identity of the syam-kuk mercenaries cannot be established, although they have often been identified as Thai. Thai is securely attested in the Sukhothai inscription traditionally dated to 1292, where it occurs more than twenty times as a name for a people. Tai was not primarily a state name.

La Loubère described Siam as a Portuguese term and reported that the Siamese called themselves Tai rather than Siamese. Gervaise similarly wrote that foreigners called the kingdom Siam, while its inhabitants knew it as Muang Thai. Both accounts distinguished the northern peoples as Lao; in La Loubère's account, they referred to themselves as Tai Yai. The 2024 study concludes that before the 19th century, Siam, Thai, and Lao were not yet fixed names for nations or ethnic groups, but terms whose meanings varied with context and speaker.

By the mid-19th century, French sources increasingly treated Thai and Siam as referring to the same territory and population; a dictionary published in 1836, for example, equated Siam with Muang Thai. This usage, however, did not extend Thai to Tai-speaking peoples outside the kingdom. A 1949 study dates attempts to extend the term Thai to the Lao and other Tai-speaking peoples to the reign of Chulalongkorn. Siam remained the official name until 1939, when it was replaced by Prathet Thai and Thailand. A 1988 study distinguishes the modern ethnic and linguistic sense of Thai from its legal sense as nationality; the two largely overlap for the majority population, but not necessarily for highland peoples or Malay-speaking Muslims in the south.

Origins and routes

Historical accounts

The account current in the middle of the 20th century, set out in a 1949 survey of the historical record, placed the earliest Tai in the mountains of southern China. It held that Tai-speaking groups moved down the Mekong from about the 12th century, with the Yunnan kingdom of Nanzhao as one of their centres. Sukhothai was regarded as the first Tai kingdom in the region, in the middle of the 13th century, followed by Lan Na in 1292 and Lan Xang in 1353.

The identification of Nanzhao as a Tai kingdom has since been rejected. The idea goes back to Terrien de Lacouperie in the 1880s, who identified the Ai-Lao of western Yunnan as Tai because the Nanzhao rulers claimed them as ancestors, and saw modern Thai and Lao as refugees from the kingdom's fall. The names used by Nanzhao and the vocabulary preserved in Chinese transcription are instead those of Tibeto-Burman speakers. The main population of the Dali basin also speaks a language unrelated to Tai, while evidence for Tai languages in the region begins only in the 11th century. A review of the evidence concludes that any Tai present there played no part in founding the kingdom, places the Tai homeland in Guangxi, and sees Nanzhao as an obstacle to movement north rather than a starting point.

Contemporary records give the name a much earlier history than that account allows. The term syam occurs in Old Khmer inscriptions from the pre-Angkorian period, with the earliest securely dated example from 611. The name appears again in foreign records in the 12th century: the Đại Việt court recorded Xian (暹) in 1149, while the Chinese Lingwai Daida of 1178 records San-lo (三濼), an early transcription that has been linked to the same name. What Xian referred to is itself disputed. A 1988 study reads it as probably Sukhothai, while a later study rejects that identification and places it among the port-polities of the Gulf of Thailand, Ayodhya, Suphanburi and probably Ligor. The dynasty's own account of its origins survives in written instructions prepared in 1684 for a Siamese embassy to Portugal. The envoys were instructed to say that the reigning king descended from a king who ruled in 1300 of the Buddhist era, AD 756 or 757.

Later research places the spread of Tai-Kadai speakers into mainland Southeast Asia before the 12th century. A dated tree of the family's languages places this movement within the last 2,000 years. Complete maternal genomes from Thailand and Laos likewise place it within the last 1,000 to 2,000 years. Ancient genomes from the region show that, by about 2,000 years ago, a component of East Asian ancestry had appeared that was absent from late Neolithic remains. The study reporting this finding interprets it as evidence for the introduction of the ancestral Kra-Dai languages to the mainland.

Linguistic dating

A dated family tree of the Tai-Kadai languages has also been built from word lists rather than genetic data. Comparing 646 sets of related words across 100 languages, it places the first split in the family at about 4,000 years ago, with an estimated range of roughly 2,700 to 5,500 years. The most probable starting point for the spread is the Guangxi and Guangdong coast of southern China rather than the inland provinces. The coastal region has a 47 percent probability, compared with 19 percent or less for each of the four other locations tested. The spread into mainland Southeast Asia is dated to within the last 2,000 years. The same study compares these language splits with an increase in population size estimated from maternal lineages in Tai-Kadai-speaking samples, 266 of which came from Thailand. It links the two to a cold period between about 4,400 and 3,500 years ago. The authors also note that the earlier spread of farming into mainland Southeast Asia is associated with Austroasiatic speakers rather than Tai-Kadai speakers.

Proposed origins

Five maternal lineages found across Thailand and Laos have been proposed as having arisen in the area itself: B5a1d, B6a, R22, R9b and F1f. A maternal survey of 719 people in 19 Tai-speaking populations, from southern China to northeastern India, gives a different starting point. Three lineages carried by about a third of that set, F1a, M7b and B5a, have their root types concentrated in southern Yunnan. Its authors read the Tai as having formed there after descending from populations of southern China. The people sampled in Thailand, Myanmar, Cambodia and northeastern India sit mostly on the outer branches of those lineages, which they read as later arrival. None of its Thai samples was collected for it.

Relationship to Austronesian groups

Genome-wide data from 77 people belonging to two Tai-Kadai-speaking groups in Guizhou in southern China, the Zhuang and the Dong, provide evidence relevant to the origins of the family's speakers. Among the populations compared, they are closest to the Austronesian-speaking Atayal and Paiwan of Taiwan. The study takes this similarity as support for a common origin of the two language families. In a two-source model, about half of their ancestry is attributed to millet farmers from the Yellow River valley in northern China and half to an indigenous Taiwan source associated with rice farming. A second version of the model gives the southern source a share of about 80 percent.

Atayal-related ancestry has also been estimated in dozens of Tai-Kadai-speaking populations in southern China and Vietnam, ranging from about 3 to 38 percent. The study interprets this shared ancestry as evidence of a deep relationship between the two language families. The Tai Lue sampled in the study are descended from people who reached Thailand from Myanmar within the last century. One test found that a single source was sufficient to model them, regardless of which of the three comparison populations was used. Another modelled them as a mixture of a Dai-related source and either a Mlabri-related source or a population that branched off before the Atayal.

Maternal genomes give a similar picture from a different line of evidence. Five possible branching histories for the four main language families of the region were tested against 1,794 sequences from Thailand and Laos. The two best-fitting histories both place Tai-Kadai and Austronesian on a common ancestral line. In the best-fitting history, the two separated in southeastern China about 5,000 to 6,000 years ago, followed by the spread of Tai-Kadai speakers through mainland Southeast Asia in the last 1,000 to 2,000 years. The authors stress that the analysis tests genetic relationships between populations, not relationships between languages, which require linguistic evidence.

The smaller and earlier study had reached a similar conclusion. Across 113 Asian populations, the Tai-Kadai-speaking samples fell between the Austroasiatic- and Austronesian-speaking populations. The authors attributed this closeness to a farming expansion that began in northern China between about 11,000 and 9,000 years ago. In their account, the expansion reached Taiwan as well as southern China and mainland Southeast Asia, giving the populations speaking the two families a common origin.

The paternal side has been examined through a single lineage. A revised tree of haplogroup O1a-M119 was built from 141 sequences, including 42 from Thailand. It contains sub-branches specific to Tai-Kadai speakers and others specific to Austronesian speakers, most of which expanded between about 6,000 and 4,500 years ago. The authors interpret this pattern as evidence of partial common ancestry. They also note that the branching pattern fits neither of the two usual accounts, in which Tai-Kadai is either a sister branch of Austronesian or a subgroup within it. The frequency data cover China only, and the Thai sequences were not included in the dating analysis.

Population routes into Thailand

The earliest paternal survey to include men sampled in Thailand read seven positions on the Y chromosome in 610 men from 14 populations. Two of the fourteen were sampled in Thailand: 34 Thai from Khon Kaen and Chiang Mai, and 65 Khmer-speaking men whose province is not given. One of the eight profiles it distinguished accounts for 30 of the 34 and 55 of the 65, and for between 81 and 96 percent of the men in the Han Chinese, Malaysian and Philippine samples. Both samples from Thailand fall in one cluster with those populations. Another profile reaches 7 of the 65 Khmer-speaking men, the highest of the fourteen populations for that profile. The insertion that marks the lineage carried by more than a quarter of the men in every Japanese sample is otherwise almost absent from Asia. It appeared here in one man of the 34 and one of the 65. Its authors read the three commonest profiles across Asia as three separate movements of men into prehistoric east and southeast Asia. They date the mutations that define those profiles to between about 53,000 and 95,000 years ago, on an assumed constant population size and a 20-year generation.

The sampled southern Thai resemble East Asian reference populations more closely than the northern do. The study reporting this reads it as two separate routes: gene flow from Yunnan into northern Thailand, and a coastal route from Fujian and Guangdong through island Southeast Asia to the Malay Peninsula. The same authors connect the stronger South Asian component of the south to Austroasiatic-speaking populations moving along the coasts. That result sits beside, rather than against, the north-to-south decline in resemblance to the Tai-Kadai populations of southern China, because the two are measured against different reference populations.

The prominence of a Lao-related component in almost every Tai-Kadai group of Thailand has been read as movement through present-day Laos, with a second route into the north indicated by the Dai and Zhuang components found only there. The same authors set a documented alternative beside their own reading. Lao people were moved into Thailand in large numbers under King Taksin and again after the rebellion of King Anouvong, when about 150,000 were transported and roughly a third settled in the Chao Phraya basin.

Dispersal, assimilation, or admixture

Testing three models

The question of how Tai-Kadai languages spread has long been debated: whether through the movement of their speakers, the adoption of the languages by neighbouring populations, or a combination of both. Complete maternal genomes from 51 populations in Thailand and Laos were used to test these three possibilities. Arrival from southern China was best supported for the northern Khon Mueang and ethnic Lao, while adoption alone was not supported for either group. For Lao Isan, considered separately, the test could not distinguish between arrival and a mixture of arrival and adoption.

The same three models were later tested for central Thai populations, which were not included in the earlier sample. Arrival was again the best supported model, chosen slightly more often than the mixed model and much more often than adoption alone. The authors interpret this as evidence that the population arrived with limited gene flow from the Mon and Khmer populations already present, while noting that their method could not clearly distinguish arrival from the mixed model. They also note that large numbers of central Thai were taken as captives to neighbouring kingdoms between about 500 and 300 years ago. The present population therefore cannot be assumed to descend solely from prehistoric Tai-Kadai groups.

The paternal-line results were less consistent with the maternal-line findings. The men sequenced for this analysis came from the same collection used for the earlier maternal genomes, so the two results do not represent separate population samples. Across five tests, arrival was best supported only for the northern Khon Mueang. For the central Thai, ethnic Lao and Laotian, the adoption model was preferred, although only weakly in each case. The authors attach little weight to this result. Their simulations reproduced the observed variation in only one of the five tests, leading them to conclude that the models did not adequately represent the paternal history. They also note that the male sequences may not contain enough information to distinguish between the three models. Measured by genetic distance instead, the Khon Mueang were closer to the Dai of southern China than to their Austroasiatic neighbours on both lines. The ethnic Lao were closer to the Dai on the maternal line and fell between the two on the paternal line, while the central Thai were closer to the Austroasiatic neighbours on the paternal line. The study suggests warfare as one possible explanation, since captives were taken in numbers between about 500 and 200 years ago, with men taken more often than women.

Evidence of interaction and admixture

Other genetic evidence points to interaction with earlier populations. Paternal lineages in the north favour a recent separation of the Khon Mueang from other Tai-Kadai populations. Central and southern groups carry mainly Austroasiatic-related ancestry while speaking Tai-Kadai and Austronesian languages, a pattern interpreted as evidence that these languages spread to, or mixed with, existing populations rather than replacing them. A reanalysis of the same genomes supports the arrival of Tai-Kadai speakers from southern China followed by admixture with local Austroasiatic-speaking populations. A similar contrast appears in maternal lineage frequencies among Tai-speaking populations.

Of the nineteen Tai-speaking populations compared, those sampled in Thailand and Cambodia, along with three from western Yunnan, fall closer to the Austroasiatic-speaking populations. Those from southern China and Myanmar, as well as one Phu Thai sample, do not. The study interprets this difference as the result of exchange with the Austroasiatic-speaking populations living around each group.

Ancient genomes provide another line of evidence for this interaction and its timing. A present-day Lao sample was modelled with about 47 percent of its ancestry coming from a group of populations that includes the Mlabri and the Nicobarese. It also carried a component that the study interprets as the result of mixing between resident Austroasiatic speakers and incoming Tai speakers in historical times. The authors add that the sample could not be modelled as a simple mixture of the two sources that account for the other two groups. A second ancient-genome project places the arrival of East Asian-related ancestry earlier. By about 2,000 years ago, the sampled populations across the region carried components of East Asian ancestry that were absent from the late Neolithic remains but present in present-day populations. The authors interpret one of these components as the introduction of ancestral Kra-Dai languages to mainland Southeast Asia, and another as the Austronesian expansion into the islands. They also report that the late Neolithic farmers share ancestry with present-day Austroasiatic-speaking highland groups.

The Lao Isan case illustrates why arrival and adoption can be difficult to distinguish. For one Lao Isan population in Buriram, two explanations were proposed without choosing between them: Lao speakers arrived and mixed with the Khmer already present, or the Khmer of Buriram adopted Lao speech and customs after Lao populations were moved into the region.

Alternative models

Not all evidence supports an arrival model. A craniometric study published in 1994 found modern Thai crania closer to those from archaeological sites in Thailand than to Neolithic Chinese crania. Its author concluded that neither the arrival model nor local continuity alone explained the findings. An earlier study of northern populations likewise proposed two possibilities: that incoming Tai-speaking and resident Austroasiatic-speaking populations were already genetically similar, or that gene flow followed the Tai arrival. Its authors considered the former unlikely because of the cultural differences between the two populations.

Boundaries between groups

The question of whether the boundaries between these populations are still holding has also been raised. A component associated with the Karen, who reached northern Thailand in recent decades, is now detectable in both the Austroasiatic and Tai-speaking populations there. The study reporting this reads it as a sign that language, culture and distance are becoming less effective as barriers to marriage between groups. Its authors expect that samples representing distinct ethnic groups in the region will soon be difficult to recruit.

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