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Germanic peoples

Historical category of northern European peoples

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Roman bronze figure, discovered in the National Library in Paris, France, in the late 19th century. The Germanis is wearing a typical suebian knot hairstyle and a characteristic cloak. Bibliothèque Na
Bullenwächter · CC BY 3.0

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Through Roman Empire

Different academic disciplines have their own definitions of what makes someone or something "Germanic". Some scholars call for the term's total abandonment as a modern construct, since lumping "Germanic peoples" together implies a common group identity for which there is little evidence. Other scholars have defended the term's continued use and argue that a common Germanic language allows one to speak of "Germanic peoples", regardless of whether these ancient and medieval peoples saw themselves as having a common identity. Scholars generally agree that it is possible to refer to Germanic languages from about 500 BCE. Archaeologists usually associate the earliest clearly identifiable Germanic speaking peoples with the Jastorf culture of the Pre-Roman Iron Age in central and northern Germany and southern Denmark from the 6th to 1st centuries BCE. This culture existed around the same time that the First Germanic Consonant Shift is theorized to have occurred, leading to recognizably Germanic languages. Germanic language speakers expanded south, east, and west, coming into contact with Celtic, Iranic, Baltic, and Slavic peoples before they were noted by the Romans.

Roman authors first described the Germani near the Rhine in the 1st century BCE, while the Roman Empire was establishing its dominance in that region. Under Emperor Augustus (27 BCE – 14 CE), the Romans attempted to conquer a large part of Germania between the Rhine and Elbe, but withdrew after their shocking defeat at the Battle of the Teutoburg Forest in 9 CE. The Romans continued to manage the Germanic frontier carefully, meddling in cross-border politics, and constructing a long fortified border, the Limes Germanicus. From 166 to 180 CE, Rome was embroiled in a conflict against the Germanic Marcomanni and Quadi with their allies, which was known as the Marcomannic Wars. After this major disruption, new groupings of Germanic peoples appear for the first time in the historical record, such as the Franks, Goths, Saxons, and Alemanni. During the Migration Period (375–568), such Germanic peoples entered the Roman Empire and eventually established their own "barbarian kingdoms" within the territory of the Western Roman empire itself. Over time, the Franks became the most powerful of them, conquering many of the others. Eventually, the Frankish king Charlemagne claimed the title of Holy Roman Emperor for himself in 800.

Archaeological finds suggest that Roman-era sources portrayed the Germanic way of life as more primitive than it actually was. Instead, archaeologists have unveiled evidence of a complex society and economy throughout Germania. Germanic-speaking peoples originally shared similar religious practices. Denoted by the term Germanic paganism, they varied throughout the territory occupied by Germanic-speaking peoples. Over the course of Late Antiquity, most continental Germanic peoples and the Anglo-Saxons of Britain converted to Christianity, but the Saxons and Scandinavians converted only much later. The Germanic peoples shared a native script—known as runes—from around the first century or before, which was gradually replaced with the Latin script, although runes continued to be used for specialized purposes thereafter.

Traditionally, the Germanic peoples have been seen as possessing a law dominated by the concepts of feuding and blood compensation. The precise details, nature and origin of what is still normally called "Germanic law" are now controversial. Roman sources state that the Germanic peoples made decisions in a popular assembly (the thing) but that they also had kings and war leaders. The ancient Germanic-speaking peoples probably shared a common poetic tradition, alliterative verse, and later Germanic peoples also shared legends originating in the Migration Period.

The publishing of Tacitus's Germania by humanist scholars in the 1400s greatly influenced the emerging idea of "Germanic peoples". Later scholars of the Romantic period, such as Jacob and Wilhelm Grimm, developed several theories about the nature of the Germanic peoples that were highly influenced by romantic nationalism. For those scholars, the "Germanic" and modern "German" were identical. Ideas about the early Germans were also highly influential among members of the nationalist and racist völkisch movement and later co-opted by the Nazis. During the second half of the 20th century, the controversial misuse of ancient Germanic history and archaeology was discredited and has since resulted in a backlash against many aspects of earlier scholarship.

Terminology

Etymology

The etymology of the Latin word Germani, from which Latin Germania and English Germanic are derived, is unknown, although several proposals have been put forward. Even the language from which it derives is a subject of dispute, with proposals of Germanic, Celtic, Latin, and Illyrian origins. Herwig Wolfram, for example, thinks Germani must be Gaulish. The historian Wolfgang Pfeifer more or less concurs with Wolfram and surmises that the name Germani is likely of Celtic etymology and is related to the Old Irish word gair ('neighbours') or could be tied to the Celtic word for their war cries, gairm, which simplifies into 'the neighbours' or 'the screamers'. Regardless of its language of origin, the name was transmitted to the Romans via Celtic speakers.

It is unclear whether any people group ever referred to themselves as Germani. By late antiquity, only peoples near the Rhine, especially the Franks and sometimes the Alemanni, were called Germani or Germanoi by Latin and Greek writers respectively. Germani subsequently ceased to be used as a name for any group of people and was revived as such only by the humanists in the 16th century. Previously, scholars during the Carolingian period (8th–11th centuries) had already begun using Germania and Germanicus in a territorial sense to refer to East Francia.

In modern English, the adjective Germanic is distinct from German, which is generally used when referring to modern Germans only. Germanic relates to the ancient Germani or the broader Germanic group. In modern German, the ancient Germani are called Germanen and their country Germania is Germanien, and there are clearly distinct terms for modern Germans (Deutsche) and modern Germany (Deutschland). In English however there are no common terms which distinguish Germans from Germani, or Germany from Germania, blurring the distinctions. To avoid ambiguity the Latin terms are often used, or the Germani are sometimes called "ancient Germans".

Modern definitions and controversies

The modern definition of Germanic peoples developed in the 19th century, when the term Germanic was linked to the newly identified Germanic language family. Linguistics provided a new way of defining the Germanic peoples, which came to be used in historiography and archaeology. While Roman authors did not consistently exclude Celtic-speaking people or have a term corresponding to Germanic-speaking peoples, this new definition—which used the Germanic language as the main criterion—presented the Germani as a people or nation (Volk) with a stable group identity linked to language. As a result, some scholars treat the Germani (Latin) or Germanoi (Greek) of Roman-era sources as non-Germanic if they seemingly spoke non-Germanic languages. For clarity, Germanic peoples, when defined as "speakers of a Germanic language", are sometimes referred to as "Germanic-speaking peoples". Today, the term "Germanic" is widely applied to "phenomena including identities, social, cultural or political groups, to material cultural artefacts, languages and texts, and even specific chemical sequences found in human DNA". Several scholars continue to use the term to refer to a culture existing between the 1st to 4th centuries CE, but most historians and archaeologists researching Late Antiquity and the Early Middle Ages no longer use it.

Apart from the designation of a language family (i.e., "Germanic languages"), the application of the term "Germanic" has become controversial in scholarship since 1990, especially among archaeologists and historians. Scholars have increasingly questioned the notion of ethnically defined people groups (Völker) as stable basic actors of history. The connection of archaeological assemblages to ethnicity has also been increasingly questioned. This has resulted in different disciplines developing different definitions of "Germanic". Beginning with the work of the "Toronto School" around Walter Goffart, various scholars have denied that anything such as a common Germanic ethnic identity ever existed. Such scholars argue that most ideas about Germanic culture are taken from far later epochs and projected backwards to antiquity. Historians of the Vienna School, such as Walter Pohl, have also called for the term to be avoided or used with careful explanation, and argued that there is little evidence for a common Germanic identity. The Anglo-Saxonist Leonard Neidorf writes that historians of the continental-European Germanic peoples of the 5th and 6th centuries are "in agreement" that there was no pan-Germanic identity or solidarity. Whether a scholar favors the existence of a common Germanic identity or not is often related to their position on the nature of the end of the Roman Empire.

Defenders of continued use of the term Germanic argue that the speakers of Germanic languages can be identified as Germanic people by language regardless of how they saw themselves. Linguists and philologists have generally reacted skeptically to claims that there was no Germanic identity or cultural unity, and they may view Germanic simply as a long-established and convenient term. Some archaeologists have also argued in favor of retaining the term Germanic due to its broad recognizability. Archaeologist Heiko Steuer defines his own work on the Germani in geographical terms (covering Germania), rather than in ethnic terms. He nevertheless argues for some sense of shared identity between the Germani, noting the use of a common language, a common runic script, various common objects of material culture such as bracteates and gullgubber (small gold objects) and the confrontation with Rome as things that could cause a sense of shared "Germanic" culture. Despite being cautious of the use of Germanic to refer to peoples, Sebastian Brather, Wilhelm Heizmann and Steffen Patzold nevertheless refer to further commonalities such as the widely attested worship of deities such as Odin, Thor and Frigg, and a shared legendary tradition.

Classical terminology

The first author to describe the Germani as a large category of peoples distinct from the Gauls and Scythians was Julius Caesar, writing around 55 BCE during his governorship of Gaul. In Caesar's account, the clearest defining characteristic of the Germani people was that their homeland was east of the Rhine, opposite Gaul on the west side. Caesar sought to explain both why his legions stopped at the Rhine and also why the Germani were more dangerous than the Gauls to the empire. Explaining this threat he also classified the Cimbri and Teutons, who had previously invaded Italy, as Germani. Although Caesar described the Rhine as the border between Germani and Celts, he also describes the Germani cisrhenani on the west bank of the Rhine, who he believed had moved from the east. It is unclear if these Germani were actually Germanic speakers. According to the Roman historian Tacitus in his Germania (c. 98 CE), it was among this group, specifically the Tungri, that the name Germani first arose, before it spread to further groups. Tacitus reported that in his time many of the peoples west of the Rhine within Roman Gaul were still considered Germani. Caesar's division of the Germani from the Celts was not taken up by most writers in Greek.

Caesar and authors following him regarded Germania as stretching east of the Rhine for an indeterminate distance, bounded by the Baltic Sea and the Hercynian Forest. Pliny the Elder and Tacitus placed the eastern border at the Vistula. The Upper Danube served as a southern border. Between there and the Vistula Tacitus sketched an unclear boundary, describing Germania as separated in the south and east from the Dacians and the Sarmatians by mutual fear or mountains. This undefined eastern border is related to a lack of stable frontiers in this area such as were maintained by Roman armies along the Rhine and Danube. The geographer Ptolemy (2nd century CE) applied the name Germania magna ("Greater Germania", Greek: Γερμανία Μεγάλη) to this area, contrasting it with the Roman provinces of Germania Prima and Germania Secunda (on the west bank of the Rhine). In modern scholarship, Germania magna is sometimes also called Germania libera ("free Germania"), a name coined by Jacob Grimm around 1835.

Caesar and, following him, Tacitus, depicted the Germani as sharing elements of a common culture. A small number of passages by Tacitus and other Roman authors (Caesar, Suetonius) mention Germanic tribes or individuals speaking a language distinct from Gaulish. For Tacitus (Germania 43, 45, 46), language was a characteristic, but not defining feature of the Germanic peoples. Many of the ascribed ethnic characteristics of the Germani represented them as typically "barbarian", including the possession of stereotypical vices such as "wildness" and of virtues such as chastity. Tacitus was at times unsure whether a people were Germanic or not. He expressed uncertainty about the Peucini, who he says spoke and lived like the Germani, though they did not live in Germania, and they were beginning to look like Sarmatians through intermarriage. The Osi and Cotini lived in Germania, but were not Germani, because they had other languages and customs. The Aesti lived on the eastern shore of the Baltic and were like Suebi in their appearance and customs, although they spoke a different language. Ancient authors did not differentiate consistently between a territorial definition ("those living in Germania") and an ethnic definition ("having Germanic ethnic characteristics"), and the two definitions did not always align.

In the 3rd century, when Romans encountered Germanic-speaking peoples living north of the Lower Danube who fought on horseback, such as Goths and Gepids, they did not call them Germani. Instead, they connected them with non-Germanic-speaking peoples such as the Huns, Sarmatians, and Alans, who shared a similar culture. Romans also called them "Gothic peoples", (gentes Gothicae) even if they did not speak a Germanic language, and they often referred to the Goths as "Getae", equating them to a non-Germanic people residing in the same region. The writer Procopius described these new "Getic" peoples as sharing similar appearance, laws, Arian religion, and a common language.

Subdivisions

Several ancient sources list subdivisions of the Germanic tribes. Writing in the first century CE, Pliny the Elder lists five Germanic subgroups: the Vandili, the Inguaeones, the Istuaeones (living near the Rhine), the Herminones (in the Germanic interior), and the Peucini Basternae (living on the lower Danube near the Dacians). In chapter 2 of the Germania, written about a half-century later, Tacitus lists only three subgroups: the Ingvaeones (near the sea), the Herminones (in the interior of Germania), and the Istvaeones (the remainder of the tribes); Tacitus says these groups each claimed descent from the god Mannus, son of Tuisto. Tacitus also mentions a second tradition that there were four sons of either Mannus or Tuisto from whom the groups of the Marsi, Gambrivi, Suebi, and Vandili claim descent. The Herminones are also mentioned by Pomponius Mela, but otherwise, these divisions do not appear in other ancient works on the Germani.

There are a number of inconsistencies in the listing of Germanic subgroups by Tacitus and Pliny. While both Tacitus and Pliny mention some Scandinavian tribes, they are not integrated into the subdivisions. While Pliny lists the Suebi as part of the Herminones, Tacitus treats them as a separate group. Additionally, Tacitus's description of a group of tribes as united by the cult of Nerthus (Germania 40) as well as the cult of the Alcis controlled by the Nahanarvali (Germania 43) and Tacitus's account of the origin myth of the Semnones (Germania 39) all suggest different subdivisions than the three mentioned in Germania chapter 2.

The subdivisions found in Pliny and Tacitus have been very influential for scholarship on Germanic history and language up until recent times. However, outside of Tacitus and Pliny there are no other textual indications that these groups were important. The subgroups mentioned by Tacitus are not used by him elsewhere in his work, contradict other parts of his work, and cannot be reconciled with Pliny, who is equally inconsistent. Additionally, there is no linguistic or archaeological evidence for these subgroups. New archaeological finds have tended to show that the boundaries between Germanic peoples were very permeable, and scholars now assume that migration and the collapse and formation of cultural units were constant occurrences within Germania. Nevertheless, various aspects such as the alliteration of many of the tribal names in Tacitus's account and the name of Mannus himself suggest that the descent from Mannus was an authentic Germanic tradition.

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