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Authoritarian socialism

Socialist economic-political system

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Through Economic system, Political system and Pluralism (political philosophy)

Contrasted to democratic socialist, social democratic, anti-statist, and libertarian forms of socialism, authoritarian socialism encompasses some forms of African, Arab and Latin American socialism. Although considered an authoritarian or illiberal form of state socialism, often referred to and conflated as socialism by critics and argued as a form of state capitalism by left-wing critics, those states were ideologically Marxist–Leninist and declared themselves to be workers' and peasants' or people's democracies. Academics, political commentators and other scholars tend to distinguish between authoritarian socialist and democratic socialist states, with the first represented in the Soviet Bloc and the latter represented by Western Bloc countries which have been democratically governed by socialist parties - such as Britain, France, Sweden and Western social-democracies in general, among others. Those who support authoritative socialist regimes are pejoratively known as tankies.

While originating with the utopian socialism advocated by Edward Bellamy (1850–1898) and identified by Hal Draper (1914–1990) as a "socialism from above", authoritarian socialism has been overwhelmingly associated with the Soviet model and contrasted or compared to authoritarian capitalism. Authoritarian socialism has been criticised by the left and right both theoretically and for its practice.

Political roots

Socialism from above

Authoritarian socialism is derived from the concept of socialism from above. Hal Draper defined socialism from above as the philosophy which employs an elite administration to run the socialist state. The other side of socialism is a more democratic socialism from below. The idea of socialism from above is much more frequently discussed in elite circles than socialism from below—even if that is the Marxist ideal—because it is more practical. Draper viewed socialism from below as being the purer, more Marxist version of socialism. According to Draper, Karl Marx and Friedrich Engels were devoutly opposed to any socialist institution that was "conducive to superstitious authoritarianism". Draper makes the argument that this division echoes the division between "reformist or revolutionary, peaceful or violent, democratic or authoritarian, etc." and further identifies elitism as being one of the six major varieties of socialism from above, among them "Philanthropism", "Elitism", "Pannism", "Communism", "Permeationism" and "Socialism-from-Outside".

According to Arthur Lipow, Marx and Engels were "the founders of modern revolutionary democratic socialism", described as a form of "socialism from below" that is "based on a mass working-class movement, fighting from below for the extension of democracy and human freedom". This type of socialism is contrasted to that of the "authoritarian, antidemocratic creed" and "the various totalitarian collectivist ideologies which claim the title of socialism" as well as "the many varieties of 'socialism from above' which have led in the twentieth century to movements and state forms in which a despotic 'new class' rules over a statified economy in the name of socialism", a division that "runs through the history of the socialist movement". Lipow identifies Bellamyism and Stalinism as two prominent authoritarian socialist currents within the history of the socialist movement.

The authoritarian–libertarian struggles and disputes within the socialist movement go back to the First International and the expulsion in 1872 of the anarchists, who went on to lead the Anti-authoritarian International and then founded their own libertarian international, the Anarchist St. Imier International. In 1888, the individualist anarchist Benjamin Tucker, who proclaimed himself to be an anarchistic socialist and libertarian socialist in opposition to the authoritarian state socialism and the compulsory communism, included the full text of a "Socialistic Letter" by Ernest Lesigne in his essay on "State Socialism and Anarchism". According to Lesigne, there are two types of socialism: "One is dictatorial, the other libertarian". Tucker's two socialisms were the authoritarian state socialism which he associated to the Marxist school and the libertarian anarchist socialism, or simply anarchism, that he advocated. Tucker noted that the fact that the authoritarian "State Socialism has overshadowed other forms of Socialism gives it no right to a monopoly of the Socialistic idea". According to Tucker, what those two schools of socialism had in common was the labor theory of value and the ends, by which anarchism pursued different means.

According to George Woodcock, the Second International turned "into a battleground over the issue of libertarian versus authoritarian socialism. Not only did they effectively present themselves as champions of minority rights; they also provoked the German Marxists into demonstrating a dictatorial intolerance which was a factor in preventing the British labour movement from following the Marxist direction indicated by such leaders as H. M. Hyndman". According to anarchists such as the authors of An Anarchist FAQ, forms of socialism from above such as authoritarian socialism or state socialism are the real oxymorons and the libertarian socialism from below represents true socialism. For anarchists and other anti-authoritarian socialists, socialism "can only mean a classless and anti-authoritarian (i.e., libertarian) society in which people manage their own affairs, either as individuals or as part of a group (depending on the situation). In other words, it implies self-management in all aspects of life", including at the workplace. Historian Herbert L. Osgood described anarchism as "the extreme antithesis" of authoritarian communism and state socialism.

Socialists in general and socialist writers, including Dimitri Volkogonov, acknowledged that the actions of authoritarian socialist leaders have damaged "the enormous appeal of socialism generated by the October Revolution". Some right-wing authors have described conservative socialism, fascism and Prussian socialism, among other forms of paternalistic conservatism and right-wing politics, as authoritarian socialism.

Utopian socialism

The economy of the 3rd century BCE Mauryan Empire of India was described as "a socialized monarchy" and "a sort of state socialism". Elements of authoritarian socialist thought were discerned in the politics of ancient Greek philosophers such as Aristotle and Plato. The first advocates of modern socialism favoured social levelling in order to create a meritocratic or technocratic society based on individual talent. Henri de Saint-Simon is regarded as the first individual to coin the term socialism. Saint-Simon was fascinated by the enormous potential of science and technology and advocated a socialist society that would eliminate the disorderly aspects of capitalism and would be based on equal opportunities. He advocated the creation of a society in which each person was ranked according to his or her capacities and rewarded according to his or her work. The key focus of Saint-Simon's socialism was on administrative efficiency and industrialism and a belief that science was the key to progress. This was accompanied by a desire to implement a rationally organised economy based on planning and geared towards large-scale scientific progress and material progress.

The first major fictional work that proposed an authoritarian socialist state was Edward Bellamy's novel Looking Backward, which depicted a bureaucratic socialist utopia. Bellamy distanced himself from radical socialist values, and in many ways, his ideal society still imitated many of the systems in the late 19th century United States. However, his book inspired a mass political movement called nationalism within the United States in the late 1800s. Those Nationalist Clubs, so named because of their desire to nationalize industry, were strong supporters of the populists, who wanted the nationalisation of the railroad and telegraph systems. Despite their propaganda and involvement in politics, the nationalist movement began to decline in 1893 due to the financial difficulties of its main publications and Bellamy's failing health, which essentially disappeared by the turn of the century. In the society depicted in the novel, private property has been abolished in favor of state ownership, social classes were eliminated, and all minimal and relatively easy work was done voluntarily by all citizens between the ages of 21 and 45. Workers were rewarded and recognized via a ranking system based on the army. The government is the most powerful and respected institution, necessary for providing and maintaining this utopia. Arthur Lipow identifies the bureaucratic ruling of this ideal society as a quasi-military organisation of both economic and social relations. Bellamy elevated the modern military as a catalyst for national interest.

The biggest critique of Bellamy's society is that it is based on the idea of socialism from above. The regime is imposed on the people by an expert elite, and there is no democratic control or individual liberty. Lipow argues that this inherently leads to authoritarianism, writing: "If the workers and the vast majority were a brutish mass, there could be no question of forming a political movement out of them nor of giving them the task of creating a socialist society. The new institutions would not be created and shaped from below but would, of necessity, correspond to the plan laid down in advance by the utopian planner".

In his preface to Peter Kropotkin's book The Conquest of Bread, Kent Bromley considered the ideas of utopian socialists such as the French François-Noël Babeuf and the Italian Philippe Buonarroti to be representative of authoritarian socialism as opposed to the French socialist Charles Fourier, described as the founder of the libertarian socialism.

Austrian and Chicago schools of economics

While distinguishing between "voluntary and coercive strands", the Austrian and Chicagoan understanding and characterisation of socialism is one based on authoritarianism and statism. One Austrian definition of socialism is based on the state socialist notion of "state ownership of capital goods". Another is that socialism "must be conceptualized as an institutional interference with or aggression against private property and private property claims. Capitalism, on the other hand, is a social system based on the explicit recognition of private property and of nonaggressive, contractual exchanges between private property owners".

Friedrich Hayek, an Austrian School economist, was one of the leading academic critics of collectivism in the 20th century. He recognized and was acutely critical of the trends of socialism from above in collectivism, including theories based on voluntary cooperation. Unlike Bellamy, who praised the idea of elites implementing policies, Hayek made the argument that socialism inherently leads to tyranny, claiming that "[i]n order to achieve their ends, the planners must create power – power over men wielded by other men – of a magnitude never before known. Democracy is an obstacle to this suppression of freedom which the centralized direction of economic activity requires. Hence arises the clash between planning and democracy". Hayek argued that both fascism and socialism are based in central economic planning and value the state over the individual. According to Hayek, it is in this way that it becomes possible for totalitarian leaders to rise to power as happened in the years following World War I. Austrian School economists such as Hayek and his mentor Ludwig von Mises also used the word socialism as a synonym for authoritarian socialism, central planning and state socialism, linking it to fascism, with Hayek writing that "[a]lthough our modern socialists' promise of greater freedom is genuine and sincere, in recent years observer after observer has been impressed by the unforeseen consequences of socialism, the extraordinary similarity in many respects of the conditions under 'communism' and 'fascism'". Chicago School economists such as Milton Friedman also equated socialism with centralized economic planning as well as authoritarian socialist states and command or state-directed economies, referring to capitalism as the free market. However, fascism and its variants such as Falangism and Nazism, among other fascist-inspired military regimes, are considered by scholars to be a far-right, anti-socialist ideologies that largely adopted corporatist economic policies, with economic planning relegated to war efforts.

Mises criticised left-leaning, social liberal policies such as progressive taxation as socialism, getting up during a Mont Pelerin Society meeting and referring to those "expressing the view that there could be a justification" for them as "a bunch of socialists". On the other hand, Hayek argued that the state can play a role in the economy, specifically in creating a social safety net, criticising the right and conservatism, even inspiring some towards a form of market socialism or Hayekian socialism. Hayek advocated "some provision for those threatened by the extremes of indigence or starvation due to circumstances beyond their control". Hayek argued that the "necessity of some such arrangement in an industrial society is unquestioned", be it "only in the interest of those who require protection against acts of desperation on the part of the needy", with some also noting that "he advocated mandatory universal health care and unemployment insurance, enforced, if not directly provided, by the state" and that "Hayek was adamant about this". Mises also equated central banking with socialism and central planning. According to Mises, central banks enable the commercial banks to fund loans at artificially low interest rates, thereby inducing an unsustainable expansion of bank credit and impeding any subsequent contraction. However, Hayek disagreed and stated that the need for central banking control was inescapable. Similarly, Friedman concluded that the government does have a role in the monetary system and believed that the Federal Reserve System should ultimately be replaced with a computer program. While critical of social welfare, especially Social Security, arguing that it had created welfare dependency, Friedman was supportive of the state provision of some public goods that private businesses are not considered as being able to provide, advocated a negative income tax in place of most welfare and his views were grounded in a belief that while "market forces [...] accomplish wonderful things", they "cannot ensure a distribution of income that enables all citizens to meet basic economic needs". Some Austrian School economists follow Mises in arguing that policies supported by Hayek and Friedman constituted a form of socialism.

The Austrian and Marxian schools of economics agree in their criticism of the mixed economy, but they reach different conclusions regarding authoritarian socialist states. In Human Action, Mises argued that there can be no mixture of capitalism and socialism—either market logic or economic planning must dominate an economy. Mises elaborated on this point by contending that even if a market economy contained numerous state-run or nationalized enterprises, this would not make the economy mixed because such organizations do not alter the market economy's fundamental characteristics. These publicly owned enterprises would still be subject to market sovereignty as they would have to acquire capital goods through markets, strive to maximize profits, or at the least try to minimize costs and utilize monetary accounting for economic calculation.

Similarly, classical and orthodox Marxist theorists dispute the viability of a mixed economy as a middle ground between socialism and capitalism. Irrespective of enterprise ownership, either the capitalist law of value and accumulation of capital drive the economy or conscious planning and non-monetary forms of valuation such as calculation in kind ultimately drive the economy. From the Great Depression onward, extant mixed economies in the Western world are still functionally capitalist because they operate on the basis of capital accumulation. On this basis, some Marxists and non-Marxists alike, including academics, economists, and intellectuals, argue that the Soviet Union et al. were state capitalist countries and that rather than being socialist planned economies, they represented an administrative-command system. Already in 1985, John Howard argued that the common description of the Soviet-type economic planning as planned economy was misleading because while central planning did play an important role, the Soviet economy was de facto characterized by the priority of highly centralized management over planning. Therefore, the correct term would be that of an economy that is centrally managed rather than centrally planned. This has been attributed to both the economy of the Soviet Union and that of its allies which closely followed the Soviet model. On the other hand, while describing wealthy mixed economies as still "capitalist", Austrian School economists routinely describe mixed-economy policies as "socialism". Similarly, they describe fascist regimes such as Fascist Italy and Nazi Germany as "socialist", although scholars describe them as being corporatist regimes.

Response

The Austrian-Chicagoan concept of authoritarian socialism has been criticized. In particular, it has been criticised for conflating social democracy and other forms of reformist and democratic socialism with authoritarian and state socialism. In the United Kingdom, British Conservative politicians such as Margaret Thatcher "loosely labelled socialism" and conflated what "others would call social democracy, corporatism, Keynesianism or the mixed economy" with authoritarian socialism, defined as "[g]overnment support for inefficient industries, punitive taxation, regulation of the labour market, price controls – everything that interfered with the functioning of the free economy". This is particularly relevant in the United States, where the term socialization has been mistakenly used to refer to any state or government-operated industry or service (the proper term for such being either municipalization or nationalization). It has also been incorrectly used to mean any tax-funded programs, whether privately run or government-run. Similarly, socialism has become a pejorative used in the United States by conservatives and libertarians to taint liberal and progressive policies, proposals and public figures.

People such as Hayek, Mises, and Friedman have also been criticised for hypocrisy due to claiming to oppose authoritarian socialism yet supporting liberal dictatorships such as that of the military dictatorship of Chile under Augusto Pinochet. Mises comments about fascism have been criticized, although others have defended him. Similarly, Hayek's involvement in dictatorships has been criticized. Hayek has stated: "As long term institutions, I am totally against dictatorships. But a dictatorship may be a necessary system for a transitional period. [...] Personally I prefer a liberal dictatorship to democratic government devoid of liberalism. My personal impression – and this is valid for South America – is that in Chile, for example, we will witness a transition from a dictatorial government to a liberal government". Hayek defended himself arguing that he had "not been able to find a single person even in much maligned Chile who did not agree that personal freedom was much greater under Pinochet than it had been under [Salvador] Allende", the democratic socialist Chilean President democratically elected in 1970 as the first self-professed Marxist to be elected president in a country with liberal democracy and ousted in a CIA-backed military coup. For Hayek, the distinction between authoritarianism and totalitarianism has much importance and he was at pains to emphasise his opposition to totalitarianism, noting that the concept of transitional dictatorship which he defended was characterised by authoritarianism, not totalitarianism. When he visited Venezuela in May 1981, Hayek was asked to comment on the prevalence of totalitarian regimes in Latin America. In reply, Hayek warned against confusing "totalitarianism with authoritarianism" and said he was unaware of "any totalitarian governments in Latin America. The only one was Chile under Allende". For Hayek, totalitarian signifies something very specific, namely the intention to "organize the whole of society" to attain a "definite social goal," which is stark in contrast to "liberalism and individualism".

Friedman's involvement in the Chilean military dictatorship has also been criticized as he served as an economic advisor. Under Pinochet, Chile followed the economic policies of Friedman and his Chicago Boys. While Friedman did not criticize Pinochet's dictatorship at the time, nor the assassinations, illegal imprisonments, torture, or other atrocities that were well known by then, he defended his unofficial adviser position, arguing: "I do not consider it as evil for an economist to render technical economic advice to the Chilean Government, any more than I would regard it as evil for a physician to give technical medical advice to the Chilean Government to help end a medical plague". Although Friedman criticized Chile's political system, he argued that "free markets would undermine [Pinochet's] political centralization and political control", that criticism over his role in Chile missed his main contention that freer markets resulted in freer people and that Chile's unfree economy had caused the military government. Friedman advocated for free markets, which undermined "political centralization and political control". However, some economists have argued that the experience of Chile in this period indicated a failure of Friedman's policies, claiming that there was little net economic growth from 1975 to 1982 (during the so-called "pure Monetarist experiment"). After the crisis of 1982, the state controlled more of the economy than it had under the previous socialist regime, and sustained economic growth only came after the later reforms that privatized the economy while social indicators remained poor. Pinochet's dictatorship made the unpopular economic reorientation possible by repressing opposition. Rather than a triumph of the free market, it has been described as "combining neo-liberal sutures and interventionist cures". By the time of sustained growth, the Chilean government had "cooled its neo-liberal ideological fever" and "controlled its exposure to world financial markets and maintained its efficient copper company in public hands".

Another criticism is that proponents of the theory overstate the strength of their case by describing socialism as impossible rather than inefficient. In explaining why he is not an Austrian School economist, Bryan Caplan argues that while the economic calculation problem is a problem for socialism, he denies that Mises has shown it to be fatal or that it is this particular problem that led to the collapse of authoritarian socialist states. Kristen Ghodsee, ethnographer and Professor of Russian and East European Studies at the University of Pennsylvania, posits that the triumphalist attitudes of Western powers at the end of the Cold War in particular the fixation with linking all socialist political ideals with the excesses of authoritarian socialism such as Stalinism had marginalized the left's response to the fusing of democracy with neoliberal ideology which helped undermine the former. This allowed the anger and resentment that came with the ravages of neoliberalism (i.e. economic misery, hopelessness, unemployment and rising inequality throughout the former Eastern Bloc and much of the West) to be channeled into right-wing nationalist movements in the decades that followed.

David L. Hoffmann, Distinguished Professor of History at Ohio State University, raises the issue of whether authoritarian socialist practices of state violence derived from socialist ideology. Placing authoritarian socialist ideologies such as Stalinism in an international context, he argues that many forms of state interventionism used by the Stalinist government, including social cataloging, surveillance, and concentration camps, predated the Soviet regime and originated outside of Russia. He further argues that technologies of social intervention developed in conjunction with the work of 19th-century European reformers and were greatly expanded during World War I, when state actors in all the combatant countries dramatically increased efforts to mobilize and control their populations. As the Soviet state was born at this moment of total war, it institutionalized practices of state intervention as permanent features of governance. Writing two The Guardian articles in 2002 and 2006, British journalist Seumas Milne wrote that the impact of the post-Cold War narrative that Stalin and Hitler were twin evils and therefore communism is as monstrous as Nazism "has been to relativize the unique crimes of Nazism, bury those of colonialism and feed the idea that any attempt at radical social change will always lead to suffering, killing and failure".

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